20-CA-58 Nonprecedential Affirmed Processed

Luz Aleyda Aguilar Versus Kevin Work, M.D., Adrian J. Coleman, M.D., Norman Torres, M.D., Canal Women's Clinic, Ochsner Medical Center-Westbank, Louisiana Patient's Compensation Fund, Louisiana Medical Mutual Insurance Company, Abc Insurance Company, Def Insurance Company, Uvw Insurance Company, and Xyz Insurance Company

Louisiana Court of Appeal, Fifth Circuit · Filed December 30, 2020

Opinion text

LUZ ALEYDA AGUILAR NO. 20-CA-58

VERSUS FIFTH CIRCUIT

KEVIN WORK, M.D., ADRIAN J. COLEMAN, COURT OF APPEAL
M.D., NORMAN TORRES, M.D., CANAL
WOMEN’S CLINIC, OCHSNER MEDICAL STATE OF LOUISIANA
CENTER-WESTBANK, LOUISIANA
PATIENT’S COMPENSATION FUND,
LOUISIANA MEDICAL MUTUAL
INSURANCE COMPANY, ABC INSURANCE
COMPANY, DEF INSURANCE COMPANY,
UVW INSURANCE COMPANY, AND XYZ
INSURANCE COMPANY

ON APPEAL FROM THE TWENTY-FOURTH JUDICIAL DISTRICT COURT
PARISH OF JEFFERSON, STATE OF LOUISIANA
NO. 737-590, DIVISION "I"
HONORABLE NANCY A. MILLER, JUDGE PRESIDING

December 30, 2020

ROBERT A. CHAISSON
JUDGE

Panel composed of Judges Susan M. Chehardy,
Fredericka Homberg Wicker, and Robert A. Chaisson

AFFIRMED
RAC
SMC
FHW

COUNSEL FOR PLAINTIFF/APPELLANT,
LUZ ALEYDA AGUILAR
James E. Shields, Sr.

COUNSEL FOR DEFENDANT/APPELLEE,
OCHSNER CLINIC FOUNDATION
Don S. McKinney
Diana C. Surprenant

CHAISSON, J.

In this case arising from claims of negligent credentialing and medical

malpractice, Luz Aleyda Aguilar appeals a judgment of the trial court granting a

motion for summary judgment in favor of Ochsner Clinic Foundation (“Ochsner”)

and dismissing Ochsner from the case. For the following reasons, we affirm the

judgment of the trial court.

BACKGROUND

On April 17, 2014, Ms. Aguilar filed a petition for damages naming as

defendants Dr. Kevin Work, Dr. Adrian Coleman, Dr. Norman Torres, the Canal

Women’s Clinic, Ochsner, the Louisiana Patient’s Compensation Fund, and

various insurers for purported incidents of negligence and medical malpractice

during the course of her prenatal and postnatal care around the time of the birth of

her child. Regarding Ochsner in particular, Ms. Aguilar alleged in her first and

subsequent amending petition that Dr. Coleman, who “botched” her vaginal

delivery on May 26, 20091, was operating under a suspended medical license, a

fact which Ochsner knew or should have known. Ms. Aguilar also alleged that

Ochsner was negligent in its supervision of Dr. Work, Dr. Coleman, and Dr.

Torres, in particular by allowing suspended and/or unlicensed parties to provide

medical treatment without the patient’s consent, and in failing to require the

discharging physician to examine Ms. Aguilar in person immediately before she

was discharged from the hospital.

On November 14, 2016, Ochsner filed a motion for summary judgment on

the grounds that Ms. Aguilar lacked evidence or expert testimony sufficient to

meet her burden of proof on issues of the standard of care, breach of the standard

of care, and causation with regard to the treatment rendered by Ochsner. Ochsner

1
Specifically, she alleges Dr. Coleman negligently delivered her child vaginally instead of by caesarian
section, and performed an episiotomy in a negligent manner, which in turn caused a fourth degree
episiotomy dehiscence requiring corrective surgery.

20-CA-58 1

also argued that, contrary to Ms. Aguilar’s allegations that Ochsner was negligent

in its supervision of Dr. Work, Dr. Torres, and Dr. Coleman, none of those doctors

were employed by Ochsner at the time of the alleged incident. In support of its

motion, Ochsner provided the opinion of the medical review panel convened to

consider Ms. Aguilar’s medical malpractice claims, which stated that the evidence

presented to the panel did not support the conclusion that Ochsner failed to meet

the applicable standard of care as charged in the complaint.

The opinion of the medical review panel found:

1. There is nothing in the records presented to the panel to
review to indicate that the hospital and/or its employees
deviated from the standard of care.

2. Assuming that Dr. Coleman had active obstetric privileges,
there was no breach in the standard of care.

3. Discharge examination and instructions were properly
performed and carried out by Ochsner staff and Dr. Work.
Dr. Work saw the patient within twenty-four hours of
discharge.

In opposition to Ochsner’s motion, Ms. Aguilar argued that her claim of

negligent credentialing against Ochsner sounded in general negligence rather than

medical malpractice, and therefore no expert testimony was required. Ms. Aguilar

also argued that Ochsner had repeatedly obstructed her efforts to discover what

Ochsner knew about Dr. Coleman’s credentials at the time he performed Ms.

Aguilar’s delivery at the Ochsner facility.2 Ochsner acknowledged that Dr.

Coleman was credentialed and provided privileges to operate at its facility from

May 2, 2006, through September 22, 2009, but refused to provide any documents

concerning his credentialing, claiming that such documents regarding Dr.

Coleman’s privileges at Ochsner are confidential and protected from disclosure

under the Louisiana Peer Review Statute, La. R.S. 13:3715.3(A).

2
Ms. Aguilar also argued that a previous motion for summary judgment granted in favor of Louisiana
Medical Mutual Insurance Company (“LAMMICO”) supported her claim that Ochsner was negligent in
allowing an unlicensed, uninsured doctor to provide medical treatment in its facilities.

20-CA-58 2

Prior to ruling on Ochsner’s motion for summary judgment, Ms. Aguilar

filed a Motion to Compel 1442 Corporate Deposition of Ochsner, which the trial

court granted on March 9, 2017. These corporate depositions were taken in May

and December of 2017.

On June 6, 2019, Ochsner filed a second motion for summary judgment

wherein it again argued that Ms. Aguilar lacked sufficient evidence to support one

or more essential elements of her claims, and therefore her claim should be

dismissed.

In opposition to this second motion, Ms. Aguilar provided copies of the

deposition of Ochsner’s corporate representative, Joan Rooney, the deposition of

Lisa Ballard, RN, a labor and delivery nurse on duty at the time of Ms. Aguilar’s

delivery, a copy of Ms. Aguilar’s own deposition, and the affidavit of Dr. Michael

Makii, who is board certified in the field of OBGYN, in which he opined that Dr.

Torres, Dr. Coleman, and Dr. Work breached the standards of care in their

treatment of Ms. Aguilar.3

Ms. Aguilar also included a Consent Order (No. 08-I-775) from the

Louisiana State Board of Medical Examiners which stated: the Board opened an

investigation of Dr. Coleman after receiving notice that, in August 2008, Tulane

University Hospital & Clinic had suspended Dr. Coleman’s operative vaginal

delivery privileges following the death of an infant during a delivery performed by

Dr. Coleman; the Board learned that Dr. Coleman’s clinical privileges at Touro

Infirmary were suspended on August 19, 2009, as a result of its findings that Dr.

Coleman had an unacceptably high number of absences from obstetrical deliveries,

did not adequately evaluate and care for his patients in the labor and delivery unit,

3
Dr. Makii stated further, “It is astounding to me that the Ochsner Clinic would allow the Doctors who
cared for Ms. Aguilar to practice the type of medicine and patient care displayed here. This clearly
demonstrates lack of oversight and peer review on the part of Ochsner Clinic. To allow physicians to be
negligent in the care of patients, as well as to commit malpractice and fraud without consequences places
a portion of the responsibility on the Ochsner Clinic.”

20-CA-58 3

and failed to document his patient care adequately and accurately. Per the terms of

this Consent Order, the Board placed Dr. Coleman on a three year probation,

which included a strict prohibition on all operative vaginal delivery procedures.

Following a hearing on Ochsner’s motion for summary judgment, the trial

court, granted the motion in favor of Ochsner and dismissed all of Ms. Aguilar’s

claims against Ochsner.4 This timely appeal follows.

DISCUSSION

Appellate courts review summary judgments de novo using the same criteria

that govern the trial court’s determination of whether summary judgment is

appropriate. In re Succession of O’Krepki, 16-50 (La. App. 5 Cir. 5/26/16), 193

So.3d 574, 577. The summary judgment procedure is designed to secure the just,

speedy, and inexpensive determination of every action. La. C.C.P. art. 966. If the

mover will not bear the burden of proof at trial on the issue that is before the court

on the motion for summary judgment, the mover’s burden on the motion does not

require him to negate all essential elements of the adverse party’s claim, action, or

defense, but rather to point out to the court the absence of factual support for one

or more elements essential to the adverse party’s claim, action, or defense. Id. The

burden is on the adverse party to produce factual support sufficient to establish the

existence of a genuine issue of material fact or that the mover is not entitled to

judgment as a matter of law. Id. After an opportunity for adequate discovery, a

motion for summary judgment shall be granted if the motion, memorandum, and

supporting documents show that there is no genuine issue as to material fact and

that the mover is entitled to judgment as a matter of law. Id.

4
At the same hearing, the trial court also heard a motion for summary judgment filed by Dr. Work that
was denied in the same judgment. That portion of the judgment is not before us in this appeal.

20-CA-58 4

Medical Malpractice Claims Against Ochsner

The Louisiana Medical Malpractice Act and its limitations on tort liability

for a qualified health care provider apply strictly to claims arising from medical

malpractice, and all other tort liability on the part of the qualified health care

provider, is governed by general tort law. Bonilla v. Jefferson Par. Hosp. Serv.

Dist. #2, 16-0234 (La. App. 5 Cir. 12/28/16), 210 So.3d 540, 547, writ denied, 17-

0187 (La. 4/7/17), 215 So.3d 235. Under La. R.S. 40:1231.1(A)(13), malpractice

means “any unintentional tort or any breach of contract based on health care or

professional services rendered, or which should have been rendered, by a health

care provider, to a patient, including failure to render services timely and the

handling of a patient … and also includes all legal responsibility of a health care

provider arising from acts or omissions … in the training or supervision of health

care providers …”5

Ms. Aguilar provided no evidence of an employment relationship between

Ochsner and Dr. Work, Dr. Coleman, and Dr. Torres, the doctors who treated Ms.

Aguilar. Ms. Aguilar apparently concedes that these doctors are not employees of

Ochsner. Furthermore, she provided no other evidence that Ochsner had the

authority to supervise or direct these doctors in their care of Ms. Aguilar.6 At the

hearing, counsel for Ms. Aguilar argued that Ochsner was negligent for allowing

Ms. Aguilar to be discharged from the hospital via telephone, which one witness

for Ochsner testified would be a breach of their discharge policies and procedures.

However, the deposition testimony of the nurses working at Ochsner indicates that

Dr. Work examined Ms. Aguilar the evening prior to her discharge from the

5
This definition of malpractice, found in the statute previously designated La. R.S. 40:1299.41, has
remained unchanged since the time of Ms. Aguilar’s alleged injury in 2009.
6
To the contrary, Ochsner provided an affidavit from its Manager of Medical Staff Services, Ms. Tammy
Tobin, which stated that Ochsner did not have the authority to direct Dr. Coleman or Dr. Work in their
care and treatment of patients or to oversee and supervise those doctors in the exercise of their
professional judgments.

20-CA-58 5

hospital the next day. Ms. Aguilar has provided no evidence to support her claim

that she was discharged via telephone or that any of the nurses or staff working for

Ochsner were negligent in their provision of services to her. The affidavit of Dr.

Makii, which primarily addresses the negligence of the doctors who provided care

to Ms. Aguilar, is not sufficient evidence to support her malpractice claims against

Ochsner. Consequently, we agree with the trial court’s determination that there are

no genuine issue of material facts as to Ms. Aguilar’s allegations of medical

malpractice against Ochsner and that Ochsner is entitled to summary judgment as

to these claims.

Negligent Credentialing

A claim for negligent credentialing sounds in general tort and does not fall

within the provisions of the Louisiana Medical Malpractice Act. Matranga v. Par.

Anesthesia of Jefferson, LLC, 17-73 (La. App. 5 Cir. 8/29/18), 254 So.3d 1238,

1242, writ denied, 18-1561 (La. 2/18/19), 265 So.3d 772 (citing Billeaudeau v.

Opelousas Gen. Hosp. Auth., 16-0846 (La. 10/19/16), 218 So.3d 513, 527); see

also Danos v. Minnard, 19-268 (La. App. 5 Cir. 8/28/19), 279 So.3d 486, 491.

Ms. Aguilar argued that, but for Ochsner credentialing Dr. Coleman and

granting him privileges for the use of its facilities, she would not have been subject

to his alleged malpractice in the delivery of her baby. She further alleged that

Ochsner was negligent in continuing to grant Dr. Coleman privileges even though

he was under investigation by the Louisiana State Board of Medical Examiners and

had his privileges revoked at neighboring Tulane University Hospital & Clinic

following the death of a baby during delivery in August of 2008.

The Consent Order from the Board of Medical Examiners is the only

evidence offered in support of Ms. Aguilar’s negligent credentialing claim.

However, as the trial court noted in its written reasons for judgment, there is no

evidence in the record that Ochsner knew or should have known of Dr. Coleman’s

20-CA-58 6

loss of privileges at other hospitals in 2008 or of the active investigation of the

Board of Medical Examiners. Upon our de novo review, we agree with the trial

court’s determination that, absent such evidence, Ms. Aguilar will be unable to

prove her claim for negligent credentialing against Ochsner. Accordingly,

summary judgment was also properly granted in favor of Ochsner as to these

claims.

CONCLUSION

Upon our de novo review, we find no genuine issues of material fact as to

Ms. Aguilar’s medical malpractice or negligent credentialing claims against

Ochsner, and that Ochsner is entitled to judgment as a matter of law as to these

claims. Accordingly, we affirm the judgment of the trial court granting the motion

for summary judgment and dismissing Ms. Aguilar’s claims against Ochsner with

prejudice.

AFFIRMED

20-CA-58 7

SUSAN M. CHEHARDY CURTIS B. PURSELL

CHIEF JUDGE CLERK OF COURT

NANCY F. VEGA
FREDERICKA H. WICKER
CHIEF DEPUTY CLERK
JUDE G. GRAVOIS
MARC E. JOHNSON
ROBERT A. CHAISSON SUSAN BUCHHOLZ
STEPHEN J. WINDHORST
FIRST DEPUTY CLERK
HANS J. LILJEBERG
JOHN J. MOLAISON, JR. FIFTH CIRCUIT
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NOTICE OF JUDGMENT AND CERTIFICATE OF DELIVERY
I CERTIFY THAT A COPY OF THE OPINION IN THE BELOW-NUMBERED MATTER HAS BEEN DELIVERED
IN ACCORDANCE WITH UNIFORM RULES - COURT OF APPEAL, RULE 2-16.4 AND 2-16.5 THIS DAY
DECEMBER 30, 2020 TO THE TRIAL JUDGE, CLERK OF COURT, COUNSEL OF RECORD AND ALL PARTIES
NOT REPRESENTED BY COUNSEL, AS LISTED BELOW:

20-CA-58
E-NOTIFIED
24TH JUDICIAL DISTRICT COURT (CLERK)
HONORABLE NANCY A. MILLER (DISTRICT JUDGE)
JAMES E. SHIELDS, JR. (APPELLANT) ELIZABETH R. BORNE (APPELLEE) PAUL A. TABARY, III (APPELLEE)
DIANA C. SURPRENANT (APPELLEE) DON S. MCKINNEY (APPELLEE)

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KEVIN G. WORK, M.D. (APPELLEE) SHELLY S. HOWAT (APPELLEE) LUZ ALEYDA AGUILAR, I.P.P.
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