In Re: George Allen Roth Walsh
In Re: George Allen Roth Walsh, No. 2022-B-00695 (La. June 28, 2022).
Authorities cited
Identified automatically; this list may not be exhaustive.
- In re Walsh 257 So. 3d 654
- 319 So. 3d 281 not in our corpus
- In re Guidry 849 So. 2d 525
- In re Dyer 900 So. 2d 824
- In RE McCLANAHAN 26 So. 3d 756
- In Re Banks 18 So. 3d 57
- In Re Caulfield 683 So. 2d 714
- In Re Pardue 633 So. 2d 150
- Louisiana State Bar Ass'n v. Reis 513 So. 2d 1173
- Louisiana State Bar Ass'n v. Whittington 459 So. 2d 520
- Louisiana State Bar Ass'n v. Chatelain 573 So. 2d 470
- 319 So. 3d 4 not in our corpus
- In re Laudumiey 849 So. 2d 515
- In re Edwards 879 So. 2d 718
Opinion text
Supreme Court of Louisiana
June 28, 2022
Chief Deputy Clerk of Court
For the Court
The Supreme Court of the State of Louisiana
IN RE: GEORGE ALLEN ROTH WALSH
No. 2022-B-00695
_ _ _ _
_ _
IN R
E: Disciplinary Counsel - Applicant Plaintiff; Findings and Recommendations
(Formal Charges);
_ _ _ _ _ _
June 28, 2022
Disbarment imposed. See per curiam.
JTG
JLW
JDH
SJC
WJC
JBM
PDG
06/28/2022 "See News Release 029 for any Concurrences and/or Dissents."
S
UPREME COURT OF LOUISIANA
NO. 2
022-B-0695
I
N RE: GEORGE ALLEN ROTH WALSH
AT
TORNEY DISCIPLINARY PROCEEDING
P
ER CURIAM
Th
is disciplinary matter arises from formal charges filed by the Office of
Disciplinary Counsel (“ODC”) against respondent, George Allen Roth Walsh, a
currently disbarred attorney.
PRI
OR DISCIPLINARY HISTORY
Before we address the current charges, we find it helpful to review
respondent’s prior disciplinary history. Respondent was admitted to the practice of
law in Louisiana in 2005.
In 2018, this court considered a petition for consent discipline in which
respondent acknowledged that he had practiced law while he was ineligible to do so.
For this misconduct, we suspended respondent from the practice of law for six
months, with all but thirty days deferred, followed by one year of probation with
conditions. In re: Walsh, 18 -1232 (La. 12/3/18), 257 So. 3d 654 (“ Walsh I ”).
Respondent had not yet sought reinstatement from his suspension in Walsh I when
he engaged in the practice of law, failed to advise his client of his suspension, and
fraudulently filed pleadings under his father’s name and bar roll number in an effort
to conceal his unauthorized practice of law. For this misconduct, which took place
throughout 2019, we disbarred respondent. In re: Walsh, 21-0280 (La. 6/29/21), 319
So. 3d 281 (“Walsh II”).
06/28/22
2
Against this backdrop, we now turn to a consideration of the misconduct at
issue in the instant proceeding.
FORMAL CHARGES
On July 14, 2019, respondent was driving a pickup truck westbound on I -12
in Baton Rouge. He exited at Drusilla Lane and came to a stop at the intersection
but did not proceed when the traffic signal cycled to green. A motorist who had
been following respondent exited his vehicle, approached respondent’s door, and
tapped on the driver’s side window. Respondent did not respond to the tapping
sound on the window glass, and the witness called police to report the matter.
When officers arrived on the scene, respondent was slumped over his steering
wheel, with his truck transmission still in gear. Although he was unconscious,
respondent was applying sufficient pressure on the brake pedal to prevent the vehicle
from moving forward. The officers successfully roused respondent and removed
him from the vehicle so that it could be moved to a safe location. Corporal Laterial
Sawyer of the Baton Rouge City Police Department then arrived on the scene. He
noted a strong odor of alcohol on respondent’s person, and the odor intensified as
respondent spoke to officers. Respondent was given notice of his Miranda rights
and asked to perform a field sobriety test. His performance was poor and he
exhibited all six cues for impairment on the HGN (horizontal gaze nystagmus) test.
1
Respondent was transported to the Third District Station of the Baton Rouge Police
Department, where he was offered an Intoxilyzer breath test, but he refused to submit
1 During his sworn statement, Corporal Sawyer testified that respondent’s speech was heavily
slurred, his balance was unsteady, his eyes were glassy and bloodshot, and he appeared to be
obviously intoxicated. Corporal Sawyer stated that he had to terminate a portion of one of the
sobriety tests for safety reasons because it appeared that respondent was going to physically topple
over. Respondent denied consuming any alcohol, indicated that he was an attorney, and argued
that he should not be arrested. He also accused Corporal Sawyer of harassment.
3
a sample. Respondent was arrested and charged with first offense DWI, driving on
a suspended/revoked license, and obstruction of a public passage.
Following his arrest, a blood sample was successfully drawn from respondent.
As Corporal Sawyer recalled, respondent’s blood alcohol content was approximately
.3g%, at which level he would be characterized as highly intoxicated, almost four
times the legal BAC limit to qualify as impaired. Corporal Sawyer explained that a
BAC of .3g% would classify respondent as “dangerously intoxicated” and near the
threshold for alcohol poisoning. According to the scientific analysis report prepared
by the Louisiana State Police Crime Lab and tendered to the ODC, respondent’s
blood alcohol content was .32g%, which indicates that he was in a severely
intoxicated condition at the time the sample was drawn.
The ODC sent respondent a DWI initial notice letter containing a reference to
the Judges and Lawyers Assistance Program (“JLAP”) and instructing respondent to
contact JLAP’s executive director about obtaining an evaluation to determine the
existence of any potential substance abuse issues. Also with the mailing, the ODC
included release forms for respondent’s signature. Respondent did not contact JLAP
or sign and return the release forms to the ODC. Respondent also failed to provide
a written response to the notice letter, as required.
On January 28, 2021, respondent pleaded guilty to first offense DWI.
However, as of July 27, 2021, respondent had not appeared for his probation review.
A bench warrant was then issued for his arrest. Based upon information and belief,
respondent failed to complete any of his other obligations, including thirty-two hours
of community service, Mothers Against Drunk Driving requirements, a driver
improvement program, and the payment of $760 in fees owed to the court.
4
DISCIPLINARY PROCEEDINGS
In September 2021, the ODC filed formal charges against respondent, alleging
that his conduct set forth above violated the following provisions of the Rules of
Professional Conduct: Rules 8.1(b) (knowing failure to respond to a lawful demand
for information from a disciplinary authority), 8.1(c) (failure to cooperate with the
ODC in its investigation), 8.4(a)
(violation of the Rules of Professional Conduct),
and 8.4(b) (commission of a criminal act that re flects adversely on the lawyer’s
honesty, trustworthiness, or fitness as a lawyer).
Respondent failed to answer the formal charges. 2 Accordingly, the factual
allegations contained therein were deemed admitted and proven by clear and
convincing evidence pursuant to Supreme Court Rule XIX, § 11(E)(3). No formal
hearing was held, but the parties were given an opportunity to file with the hearing
committee written arguments and documentary evidence on the issue of sanctions.
Respondent filed nothing for the committee’s consideration.
Hearing Committee Report
After considering the ODC’s deemed admitted submission, as well as the
ODC’s submission on sanctions, the hearing committee found that the factual
allegations in the formal charges are deemed admitted and supported by the evidence
in the record. Based on the deemed admitted facts, the committee made the
following factual findings:
The formal charges illustrate that respondent pleaded guilty to the criminal
offense of first offense DWI. Respondent has neither provided a response to the
formal charges nor has he seen fit to cooperate with the ODC in the adjudication of
this matter. While driving in an intoxicated state and failing to respond to the ODC
2 The formal charges, which were mailed via certified mail to respondent’s primary and secondary
bar registration addresses, were returned marked “refused.”
5
are egregious acts of misconduct, respondent’s failure to adhere to the order of the
19th JDC illustrates his inability to function appropriately and effectively as an
officer of the court. Additionally, the fact that respondent is currently disbarred
brings into question whether he has the mental, medical, and/or physical capacity to
continue in the practice of law, which compels the committee to consider a stronger
penalty.
The committee found respondent violated duties owed to the public and the
court. He acted knowingly and intentionally. Based upon his disregard for the safety
of others as well as his disregard for the court, his misconduct caused actual harm to
the general public and to the profession. T he committee determined that the
applicable baseline sanction is permanent disbarment.
3 The sole aggravating factor
found by the committee was a prior disciplinary record. The committee did not
mention any mitigating factors.
Turning to the issue of an appropriate sanction, the committee noted that this
court has imposed permanent disbarment upon disbarred attorneys who continued to
engage in behavior that violated the Rules of Professional Conduct. For example,
in In re: Guidry , 02 -3006 (La. 6/27/03), 849 So. 2d 525 , the court permanently
disbarred an attorney who engaged in the unauthorized practice of law and converted
client funds. Similarly, in In re: Dyer , 05-0522 (La. 4/29/05), 900 So. 2d 824, the
court permanently disbarred an attorney who, among other misconduct, engaged in
the unauthorized practice of law and converted the settlement funds of two clients,
resulting in one matter in his conviction for felony theft.
Here, respondent was disbarred in Walsh II but he has nevertheless continued
to engage in violations of the Rules of Professional Conduct. He pleaded guilty to
DWI and fai led to cooperate with the ODC, demonstrating that he “has total
3 In In re: McClanahan, 09-1883, fn. 9 (La. 2/5/10), 26 So. 3d 756, we established that disbarment,
and not permanent disbarment, is the most serious sanction available as a baseline sanction.
6
disregard for the discipline that was previously administered and the professional
standards that have been established for this profession.”
Based on this reasoning, the committee recommended that respondent be
permanently disbarred.
Neither respondent nor the ODC filed an objection to the hearing committee’s
report. Therefore, pursuant to Supreme Court Rule XIX, § 11(G), the disciplinary
board submitted the committee’s report to the court for review.
DISCUSSION
Bar disciplinary matters fall within the original jurisdiction of this court. La.
Const. art. V, § 5(B). Consequently, we act as triers of fact and conduct an
independent review of the record to determine whether the alleged misconduct has
been proven by clear and convincing evidence. In re: Banks, 09-1212 (La. 10/2/09),
18 So. 3d 57. While we are not bound in any way by the findings and
recommendations of the hearing committee and disciplinary board, we have held the
manifest error standard is applicable to the committee’s factual findings. See In re:
Caulfield, 96 -1401 (La. 11/25/96), 683 So.2d 714; In re: Pardue , 93 -2865 (La.
3/11/94), 633 So.2d 150.
The record in this deemed admitted matter supports a finding that respondent
pleaded guilty to first offense DWI and then failed to cooperate with the ODC’s
investigation. This misconduct amounts to a violation of Rules 8.1(b), 8.1(c), 8.4(a),
and 8.4(b) of the Rules of Professional Conduct as charged.
Having found evidence of professional misconduct, we now turn to a
determination of the appropriate sanction for respondent’s actions. In determining
a sanction, we are mindful that disciplinary proceedings are designed to maintain
high standards of conduct, protect the public, preserve the integrity of the profession,
and deter future misconduct. Louisiana State Bar Ass’n v. Reis, 513 So. 2d 1173
7
(La. 1987). The discipline to be imposed depends upon the facts of each case and
the seriousness of the offenses involved considered in light of any aggravating and
mitigating circumstances. Louisiana State Bar Ass’n v. Whittington, 459 So. 2d 520
(La. 1984).
Respondent violated duties owed to the public and the legal profession. He
acted at least knowingly, and perhaps intentionally, with regard to his fail ure to
cooperate with the ODC. His misconduct caused potential harm to the public and
actual harm to the profession. The applicable baseline sanction is suspension.
The record supports the following aggravating factors: a prior disciplinary
record, bad faith obstruction of the disciplinary proceeding by intentionally failing
to comply with the rules or orders of the disciplinary agency, substantial experience
in the practice of law, and illegal conduct. The only mitigating factor supported by
the record is the imposition of other penalties or sanctions.
Turning to the issue of an appropriate sanction, we find the committee erred
insofar as it failed to recognize that the substantive misconduct charged in the instant
proceeding occurred during the same general time frame as the conduct forming the
basis of respondent ’s disbarment in Walsh II . In Louisiana State Bar Ass’ n v.
Chatelain, 573 So. 2d 470 (La. 1991), we considered an attorney’s misconduct that
occurred during the same general time period as his misconduct in a previous
proceeding, which led to the attorney’ s disbarment. Because of this timing of the
misconduct, we adjudged the disbarred attorney guilty of additional violations to be
considered when and if the attorney sought readmission after becoming eligible to
do so.
We acknowledge our decision in Chatelain was rendered prior to the adoption
of the provisions for permanent disbarment in 2001. A decision to permanently
prohibit respondent from seeking readmission would obviate the need to consider
these violations in the future.
8
However, we do not find the record demonstrates respondent’s actions are so
egregious as to demonstrate a convincing lack of ethical and moral fitness to practice
law, nor do we find there has been a showing that there is no reasonable expectation
of significant rehabilitation in respondent’s character in the future. Supreme Court
Rule XIX, § 10(A)(1). If we had been aware of respondent’s actions at the time of
our decision in Walsh II, these actions would have reinforced our view that he should
have been disbarred, but would not have caused us to permanently prohibit him from
seeking readmission.
Accordingly, we decline to accept the committee’s recommendation of
permanent disbarment and instead adjudge respondent guilty of additional rule
violations which would warrant disbarment. 4 In doing so, however, we caution
respondent that he will be required to show compelling evidence of rehabilitation,
including appropriate evaluation and treatment under the auspices of JLAP, before
we will consider any application for readmission.
DECREE
Upon review of the findings and recommendations of the hearing committee,
and considering the record, it is ordered that George Allen Roth Walsh, Louisiana
Bar Roll number 29696, be and he hereby is adjudged guilty of additional violations
warranting disbarment, which shall be considered in the event he seeks readmission
from our decree of disbarment in In re: Walsh, 21 -0280 (La. 6/29/21), 319 So. 3d
4 Although neither party objected to the committee’s recommendation, we do not find briefing or
oral argument pursuant to Supreme Court Rule XIX, § 11(G)(1)(a) is necessary. As we have
explained in prior cases, permanent disbarment is not a distinct sanction from disbarment; rather,
it is simply a limitation on the lawyer’s right to seek readmission. See In re: Laudumiey & Mann,
03-0234 (La. 6/27/03), 849 So.2d 515, 521 (explaining that “the most serious sanction a lawyer
may receive under Rule XIX is the sanction of disbarment” and that the amendment providing for
permanent disbarment only “relates to the ability of a disbarred attorney to seek readmission”);
see also In re : Edwards, 04-0290 (La. 7/2/04), 879 So. 2d 718, 723 at n.7 (explaining the
amendments providing for permanent disbarment “do not represent a substantive change to the bar
disciplinary rules, nor do they result in the adoption of a new sanction which did not previously
exist”).
9
281, after becoming eligible to do so. All costs and expenses in the matter are
assessed against respondent in a ccordance with Supreme Court Rule XIX, § 10.1,
with legal interest to commence thirty days from the date of finality of this court’s
judgment until paid.