Alvin Bratton v. James Edward Steward, District Attorney for the Parish of Caddo and Jeff Landry, Attorney General for the State of Louisiana
Alvin Bratton v. James Edward Steward, District Attorney for the Parish of Caddo and Jeff Landry, Attorney General for the State of Louisiana, No. 54,201-CA (La. Ct. App. 2d Cir. Apr. 13, 2022).
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Bratton 742 So. 2d 896
- Stelluto v. Stelluto 914 So. 2d 34
- Pesnell v. Sessions 246 So. 3d 686
- Billiot v. Billiot 262 So. 3d 401
- Fink v. Bryant 801 So. 2d 346
- Robertson v. CADDO PARISH, LA. 833 So. 2d 1139
- Wilson v. McEllveen 870 So. 2d 284
- Johnson v. City of Coushatta 86 So. 3d 32
- McCoy v. City of Monroe 747 So. 2d 1234
- State v. Taylor 788 So. 2d 441
- Louisiana Supreme Court Committee on Bar Admissions Ex Rel. Webb v. Roberts 779 So. 2d 726
- 322 So. 3d 381 not in our corpus
- Hardy v. Easterling 113 So. 3d 1178
Opinion text
Judgment rendered April 13, 2022.
Application for rehearing may be filed
within the delay allowed by Art. 2166,
La. C.C.P.
No. 54,201-CA
COURT OF APPEAL
SECOND CIRCUIT
STATE OF LOUISIANA
*****
ALVIN BRATTON Plaintiff-Appellant
versus
JAMES EDWARD STEWARD, Defendants-Appellees
DISTRICT ATTORNEY FOR
THE PARISH OF CADDO AND
JEFF LANDRY, ATTORNEY
GENERAL FOR THE STATE OF
LOUISIANA
*****
Appealed from the
First Judicial District Court for the
Parish of Caddo, Louisiana
Trial Court No. 625,968
Honorable Craig Owen Marcotte, Judge
*****
ALVIN BRATTON In Proper Person
JAMES E. STEWART Counsel for Appellee,
District Attorney James Edward Stewart,
District Attorney for the
Parish of Caddo
TOMMY J. JOHNSON
Assistant District Attorney
JEFFREY M. LANDRY Counsel for Appellee,
Attorney General Jeff Landry, Attorney
General for the State of
Louisiana
*****
Before STONE, COX, and THOMPSON, JJ.
COX, J.
This civil appeal arises from the First Judicial District Court, Caddo
Parish, Louisiana, based on the criminal conviction of Appellant, Alvin
Bratton (“Bratton”). On July 8, 1998, Bratton was convicted of second
degree murder and subsequently sentenced to life imprisonment without
benefit of parole, probation, or suspension of sentence. Bratton’s conviction
and sentence were affirmed on appeal in State v. Bratton, 32,090 (La. App.
2d Cir. 6/16/99), 742 So. 2d 896 (“Bratton I”). Now, in proper person,
Bratton appeals the trial court’s judgment granting an exception of no cause
of action and dismissing his declaratory action with prejudice. For the
following reasons, we affirm.
FACTS
The background in this matter was outlined in this Court’s earlier
opinion in Bratton I:
On January 20, 1995, the defendant along with Michael Cooks
(“Cooks”), Justin Griffin (“Griffin”), Eric Williams
(“Williams”), and Victor “Slap” Norris (“Norris”) left a party to
rob a house for the purpose of obtaining marijuana. The
defendant and the four other individuals were members of the
“Wilkinson Terrace Boyz,” a gang associated with the “Rolling
60’s Crips.” The robbery occurred at the residence of Jamal
Johnson (“Johnson”) located at 3526 Darien Street in
Shreveport, Louisiana. Johnson was not home at the time;
however, Joseph “Joe” Frazier (“Frazier”), Carlos Bryant
(“Bryant”), and Ronald Ford (“Ford”) were in Johnson’s house.
When the defendant and his cohorts reached the Johnson
residence, they knocked on the front door and were directed by
Bryant, who knew Cooks, to go around to the back door. The
defendant and his cohorts, all of whom were armed, entered
through the back of the house, brandished their weapons [sic]
and demanded to know where the drugs were located as Cooks
placed a gun to Bryant’s head. Bryant, Ford, and Frazier were
taken to different rooms. A padlocked bedroom door was
kicked down. The defendant and his cohorts searched the
house for drugs and robbed Bryant and Ford. After someone
directed Bryant to lie on the kitchen floor, he was shot five
times. Ford, who was robbed of twenty dollars, was also shot
multiple times after a brief struggle. Both Ford and Bryant
survived. Frazier was shot fourteen times and died. While
hospitalized for their gunshot injuries, both Ford and Bryant
were able to pick the defendant from a photographic [lineup]
and to identify him as one of the participants in the robbery and
murder.
James Ford, the brother of Ronald Ford, lived in a garage
apartment behind the Johnson residence and was home at the
time of [the] crime. James Ford heard the gunfire but believed it
to be the sound of hammering. A motion sensor light, which
James Ford had installed the day before, was triggered as the
defendant and the others left the Johnson residence. James
Ford saw the defendant leaving the crime scene carrying two
firearms. He subsequently identified the defendant in a
photographic [lineup] and at trial.
Upon learning that a warrant was out for his arrest, the
defendant turned himself [into] the police. At trial, the
defendant denied any involvement in the crime. He testified
that he accompanied Cooks, Williams, Norris, and Griffin to
Darien Street, but waited at a neighbor’s house while the others
went to the Johnson residence to get some marijuana.
According to the defendant, he realized that the others were
gone for a long period of time and decided to look for them to
ensure that they were not smoking all of the marijuana without
him. As he walked down Darien Street, he heard gunfire and
saw his group running. Although he did not know why the
others were running, the defendant joined them.
The defendant also testified about a use immunity statement he
gave to the district attorney’s office in which he admitted his
participation in the crime. The defendant denied the
truthfulness of the statement and attempted to prove that he was
coerced into giving the statement by his former counsel and the
district attorney’s office for its use at the trial of Michael
Cooks. The defendant testified that he was promised a plea
bargain in exchange for his false statement.
The defense called John Michael McDonald (“McDonald”), the
defendant’s former counsel, and Mike Pitman (“Pitman”), a
former assistant district attorney for Caddo Parish, as witnesses
regarding the defendant’s prior statement. Both McDonald and
Pitman testified that no one asked the defendant to give a false
statement. After the defendant waived attorney-client privilege,
McDonald testified that the statement given by the defendant
was substantially the same as the story that the defendant had
told him concerning the events of January 20, 1995. Pitman
testified that the defendant provided information in his
statement that was outside the scope of the information
2
included in the police report. This information pertained to the
identification of a participant in the crime who had not yet been
identified by the police. Pitman also testified that the defendant
decided not to testify at Cooks’ trial, but that Cooks was
nevertheless convicted of first degree murder and sentenced to
death for his participation in the robbery and murder. At trial,
the defendant’s claim that he was not involved in the crime was
further contradicted by the testimony of Eric Williams, a co-
defendant. Williams testified that the defendant had a weapon
and participated in the armed robbery. Williams had previously
pled guilty to armed robbery for his [sic] involvement in the
crime.
After the two day trial, the jury found the defendant guilty of
second degree murder. The district court then sentenced
the defendant to life imprisonment without benefit of probation,
parole, or suspension of sentence.
In its June 16, 1999, opinion, this Court affirmed Bratton’s conviction
and sentence. Thereafter, Bratton filed several writ applications with this
Court for post-conviction relief. On September 15, 2020, Bratton filed a
petition for declaratory judgment naming James Stewart, District Attorney
for Caddo Parish, and Jeff Landry, Attorney General for the State of
Louisiana, as defendants.1 Bratton asserted that his amended criminal
indictment pursuant to La. R.S. 14:30.1 is invalid because he was never
arraigned for second degree murder in Criminal Docket No. 196,603, and
the case was not brought before a grand jury. In response, on March 29,
2021, the district attorney’s office filed an exception of no cause of action.
At the hearing for the exception of no cause of action, the trial court
granted the exception and dismissed Bratton’s petition with prejudice. This
appeal followed.
1
For clarification, we note that District Attorney James Stewart’s last name is
misspelled in the case caption. Further, neither James Stewart nor Jeff Landry is named
as Appellees within the body of Bratton’s appeal.
3
DISCUSSION
As a preliminary matter, Bratton argues that this Court should convert
his devolutive appeal into a supervisory writ of review. Bratton contends
that because he was granted a devolutive appeal and that he filed his petition
within the time limitation for seeking a supervisory writ, this Court
maintains the authority to convert his devolutive appeal into a supervisory
writ of review.
We note that under La. C.C.P. art. 2088, a trial court is divested of its
jurisdiction over all matters in cases that are reviewable under the appeal
when the order of appeal is granted. La. C.C.P. art. 2088. Specifically,
La. C.C.P. art. 2088(A) provides:
The jurisdiction of the trial court over all matters in the case
reviewable under the appeal is divested, and that of the
appellate court attaches, on the granting of the order of appeal
and the timely filing of the appeal bond, in the case of a
suspensive appeal or on the granting of the order of appeal, in
the case of a devolutive appeal.
Here, the trial court rendered judgment on May 5, 2021, and Bratton filed a
notice of intent to seek a devolutive appeal which the trial court granted on
May 12, 2021, divesting the trial court of its jurisdiction over the matter on
appeal.
The exercise of appellate supervisory jurisdiction is discretionary.
The Louisiana Supreme Court stated:
The Louisiana Constitution confers appellate jurisdiction upon
the courts of appeal over “all civil matters” and “all matters
appealed from family and juvenile courts” and supervisory
jurisdiction over “cases which arise within its circuit.” La.
Const. art. V, § 10(A). Moreover, the jurisprudence indicates
that the decision to convert an appeal to an application for
supervisory writs is within the discretion of the appellate courts.
4
Stelluto v. Stelluto, 05-0074 (La. 6/29/05), 914 So. 2d 34. Because the trial
court is divested of its jurisdiction in this matter and we maintain the
discretion as to whether we grant supervisory writ, this Court, after
consideration of the matter, declines to convert this appeal to an application
for a supervisory writ. Further, we do not find that irreparable injury would
occur if Bratton’s assignments of error are not disposed of by supervisory
review.
Exception of No Cause of Action
Taking together, Bratton’s assignments of error contend, in sum, that
the trial court abused its discretion in granting the State’s exception of no
cause of action and in dismissing his declaratory action with prejudice.
Bratton asserts that the trial court dismissed his declaratory judgment
and failed to grant him a time in which to amend his petition2 to state a valid
cause of action, in part because it mistakenly confused the State’s exception
of no cause of action with an exception for a no right of action. Bratton
further argues that because the State filed an exception of no cause of action,
he was not required to plead the theory of his case, and the State had the
burden to prove he failed to state a cause of action. He contends that the
State failed to meet this burden because it did not “factually present any
legitimate reason why [his] petition did not state any valid cause of action as
to the validity of the original bill of indictment. . . Nor did the State [sic]
establish that the original bill was in fact valid.”
2
We note, however, that Bratton never requested time in which to amend his
petition.
5
Bratton alleges that the original bill of indictment, which charged him
with first degree murder,3 was not a “valid statutorily returned bill by [a]
grand jury.” As such, his amended bill of indictment is invalid because the
original bill of indictment was filed on March 23, 1995, and the amended
bill was not filed until three years later on July 6, 1998. Bratton asserts that
this factual allegation, as pled in his petition, provided a sufficient cause of
action upon which the trial court could have granted his declaratory
judgment. Moreover, because the State failed to prosecute him for the
amended bill within the statutory time frame, the trial court was obligated to
declare his rights on the face of the pleading. We disagree.
The purpose of the peremptory exception of no cause of action is to
test the legal sufficiency of the plaintiff’s petition by determining whether
the law affords a remedy on the facts alleged in the petition. Pesnell v.
Sessions, 51,871 (La. App. 2 Cir. 2/28/18), 246 So. 3d 686; Billot v. Billot,
52,391 (La. App. 2 Cir. 11/14/18), 262 So. 3d 401. The exception is triable
on the face of the petition; and, for the purpose of determining the issues
raised by the exception, the well-pleaded facts in the petition must be
accepted as true and any doubt is to be resolved in favor of the petition.
Pesnell, supra; Billot, supra; Fink v. Bryant, 01-0987 (La. 11/28/01), 801
So. 2d 346; Robertson v. Caddo Parish, 36,540 (La. App. 2 Cir. 12/11/02),
833 So. 2d 1139, writ denied, 03-729 (La. 4/23/04), 870 So. 2d 284;
3
The record, in this case, provides that the original bill of indictment, by which
Bratton’s case was consolidated with the original defendants in Bratton I, was dated
March 23, 1995, and charged each defendant with first degree murder. Thereafter,
Bratton’s trial was severed and the bill was subsequently amended on July 6, 1998, to
reflect that Bratton was charged with second degree murder based upon the findings from
the original grand jury verdict.
6
Johnson v. City of Coushatta, 46,914 (La. App. 2 Cir. 1/25/12), 86 So. 3d
32.
A petition should not be dismissed for failure to state a cause of action
unless it appears beyond doubt that the plaintiff can prove no set of facts in
support of any claim which would entitle him to relief. Fink, supra. In
reviewing a trial court’s judgment sustaining an exception of no cause of
action, the reviewing court should subject the case to de novo review
because the exception raises a question of law and the lower court’s decision
is based solely on the sufficiency of the petition. Robertson, supra; McCoy
v. City of Monroe, 32,521 (La. App. 2d Cir. 12/08/99), 747 So. 2d 1234, writ
denied, 00-1280 (La. 03/30/01), 788 So. 2d 441.
After de novo review of the record before us, we find that the trial
court did not err in determining that Bratton failed to state a cause of action.
In his petition, Bratton contends that the district attorney is liable because it
obtained a conviction against him under an unlawful indictment. Bratton
argues that the indictment was invalid because the State failed to timely
institute prosecutorial action against him in the three years since his original
bill of indictment was filed on March 23, 1995, and the amended bill of
indictment was filed on July 6, 1998. Although pled in an action for
declaratory relief, Bratton’s prayer for relief primarily challenges the
validity of his indictment, its proceedings, and ultimately his conviction and
sentence; such relief, however, is not properly resolved through declaratory
judgment.
A declaratory judgment action provides a method by which a court
may “declare rights, status, and other legal relations whether or not further
relief is or could be claimed.” La. C.C.P. art. 1871. Declaratory judgment is
7
an appropriate means of testing the constitutionality of a statute or
applicability of an ordinance in which there is an actual controversy between
the parties. Robertson, supra. It is available to test the validity of a criminal
ordinance where a criminal prosecution has not yet begun. Although courts
are vested with wide discretion in deciding whether to grant or refuse
declaratory relief, Louisiana Supreme Court Committee on Bar Admissions
ex rel. Webb v. Roberts, 00-2517 (La. 2/21/01), 779 So. 2d 726, our courts
have consistently held that declaratory relief is available to decide a
justiciable controversy, such that it is a presently existing, actual, and
substantial dispute, but the courts are not empowered to render advisory
opinions on moot or abstract issues of law. Robertson, supra.
In accepting the allegations in Bratton’s petition as true, and in
applying the legal principles for the exception to the facts of this case, we
find that the trial court properly granted the State’s no cause of action.
Because Bratton challenges the validity of his conviction and sentence by
way of his indictment, the proper procedure for him to assert this challenge,
if available, is by motion for post-conviction relief under La. C. Cr. P. art.
903.3,4 rather than a civil proceeding.
4
La. C. Cr. P. art. 930.3 sets forth the grounds for post-conviction relief as
follows:
(1) The conviction was obtained in violation of the constitution of the
United States or the state of Louisiana. (2) The court exceeded its
jurisdiction. (3) The conviction or sentence subjected him to double
jeopardy. (4) The limitations on the institution of prosecution had expired.
(5) The statute creating the offense for which he was convicted and
sentenced is unconstitutional. (6) The conviction or sentence constitute the
ex post facto application of law in violation of the constitution of the
United States or the state of Louisiana. (7) The results of DNA testing
performed pursuant to an application granted under Article 926.1 proves
by clear and convincing evidence that the petitioner is factually innocent
of the crime for which he was convicted.
8
Bratton further argues that the trial court abused its discretion in
failing to grant him an opportunity to amend his pleadings as he could have
offered evidence other than verified pleadings to state a valid cause of
action. We disagree.
La. C.C.P. art. 934 provides that when the grounds of the objection
pleaded by the peremptory exception may be removed by amendment of the
petition, the judgment sustaining the exception shall order such amendment
within the delay allowed by the court. However, if the grounds of the
objection raised through the exception cannot be removed, the action, claim,
demand, issue, or theory shall be dismissed. The decision to allow an
amendment of a pleading to cure the grounds for a peremptory exception lies
within the discretion of the trial court. Robinson v. Allstate Ins. Co., 53,940
(La. App. 2 Cir. 5/26/21), 322 So. 3d 381. Appellate courts have concluded
that art. 934 does not require a court to give leave to amend a petition if
doing so would be futile, meaning if it is apparent that the defect could not
be corrected by amendment. Hardy v. Easterling, 47,950 (La. App. 2 Cir.
4/10/13), 113 So. 3d 1178.
We note that even if the trial court permitted Bratton to amend his
pleadings, declaratory judgment would not appropriately terminate the
controversy involved under the facts of this case because the matter is better
suited for an application for post-conviction relief subject to the time delays
for filing pursuant to La. C. Cr. P. art. 930.8. Whether Bratton can seek
timely post-conviction relief is not properly before this Court for review and
will not be considered. Accordingly, we find that Bratton has failed to state
a cause of action for declaratory judgment.
CONCLUSION
9
For the reasons expressed, the judgment is affirmed. Appellate costs
are assessed to Bratton.
AFFIRMED.
10