State of Louisiana v. Thaddius Brock Bergeron

STATE OF LOUISIANA
COURT OF APPEAL, THIRD CIRCUIT

13-627

STATE OF LOUISIANA

VERSUS

THADDIUS BROCK BERGERON

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APPEAL FROM THE
FIFTEENTH JUDICIAL DISTRICT COURT
PARISH OF LAFAYETTE, NO. CR 131236
HONORABLE MARILYN CARR CASTLE, DISTRICT JUDGE
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ELIZABETH A. PICKETT
JUDGE

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Court composed of Elizabeth A. Pickett, Billy Howard Ezell, and John E. Conery,
Judges.

AFFIRMED.
REMANDED WITH INSTRUCTIONS.

Michael Harson
District Attorney, 15th JDC
Ronald E. Dauterive
Assistant District Attorney
P.O. Box 3306
Lafayette, LA 70502-3306
(337) 232-5170
COUNSEL FOR APPELLEE:
State of Louisiana

Daniel James Stanford
Attorney at Law
812 Johnston Street
Lafayette, LA 70501
(337) 232-2272
COUNSEL FOR DEFENDANT-APPELLANT:
Thaddius Brock Bergeron

PICKETT, Judge.

FACTS

On September 11, 2006, the defendant, Thaddius Brock Bergeron, pled

guilty to operating a vehicle while intoxicated in the Thirteenth Judicial District

Court, Evangeline Parish, under docket number 72152-T. He was represented by

counsel at the time he pled guilty. On October 10, 2006, the defendant pled guilty

to operating a vehicle while intoxicated in the Eighteenth Judicial District Court,

Pointe Coupee Parish, under docket number 72720. He was not represented by

counsel at the time he pled guilty.

The defendant was charged on January 24, 2011, with operating a vehicle

while intoxicated, third offense, a violation of La.R.S. 14:98. On October 11,

2012, the defendant filed a ―Motion to Quash Bill of Information for 3 rd Offense

DWI and Incorporated Memorandum of Law.‖ A hearing was held on the

defendant’s motion on October 25, 2012, following which the trial court denied the

motion. The defendant pled guilty on February 25, 2013, to operating a vehicle

while intoxicated, third offense. However, he reserved his right to appeal the

October 25, 2012 denial of his motion to quash pursuant to State v. Crosby, 338

So.2d 584 (La.1976). He was sentenced to five years at hard labor with all but one

year suspended, without the benefit of parole, probation, or suspension of sentence,

and credit for time served.

The defendant has perfected a timely appeal, wherein he alleges the trial

court erred when it ruled that he knowingly and intelligently waived his right to

counsel prior to entering his guilty plea to the second offense of operating a vehicle

while intoxicated; accordingly, the trial court erred when it denied his motion to

quash the bill of information charging the current offense of operating a vehicle

while intoxicated as a third offense.

ERRORS PATENT

In accordance with La.Code Crim.P. art. 920, all appeals are reviewed by

this court for errors patent on the face of the record. After reviewing the record,

we find there is one error patent and the court minutes of sentencing require

correction.

For third offense D.W.I., La.R.S. 14:98(D)(1)(a) (emphasis added) provides

in pertinent part:

[T]he offender shall be imprisoned with or without hard labor for not
less than one year nor more than five years . . . . One year of the
sentence of imprisonment shall be imposed without benefit of
probation, parole, or suspension of sentence. The court, in its
discretion, may suspend all or any part of the remainder of the
sentence of imprisonment. If any portion of the sentence is
suspended, the offender shall be placed on supervised probation with
the Department of Public Safety and Corrections, division of
probation and parole, for a period of time equal to the remainder of
the sentence of imprisonment, which probation shall commence on the
day after the offender’s release from custody.

The trial court sentenced the defendant to five years at hard labor with all

but one year suspended. He was placed on probation for five years. Louisiana

Revised Statutes 14:98 requires the probation to be for a period of time equal to the

remainder of the sentence of imprisonment, which in this case is four years.

Accordingly, we hereby amend the term of probation to four years and instruct the

trial court to make an entry in the court minutes reflecting the change. Cf. State v.

Jacobs, 10-292 (La.App. 3 Cir. 10/6/10), 48 So.3d 1218.

Additionally, we find the court minutes of sentencing require correction.

The trial court imposed all of the conditions of probation listed on the plea form,

and it reviewed some of the conditions with the defendant in open court. One of

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the conditions listed on the form is that the defendant ―shall be under home

incarceration pursuant to a program approved by the division of probation and

parole for the remainder of the sentence of imprisonment.‖ However, the court

minutes of sentencing state that the term of home incarceration is six months. The

trial court is instructed to correct the court minutes of sentencing to correct the

length of home incarceration imposed as a condition of probation.

ASSIGNMENT OF ERROR

The issue before this court is whether the second conviction for operating a

vehicle while intoxicated was a valid plea for the purpose of sentencing the

defendant as a third offender pursuant to La.R.S. 14:98(D)(1)(a).

The defendant alleges that at the hearing on his motion to quash the bill of

information, ―the State did not carry its burden of proving that Mr. Bergeron was

represented by counsel or that he had knowingly and intelligently waived his right

to representation by counsel.‖ At the hearing, the defendant argued that according

to the October 10, 2006 transcript of the guilty plea hearing, the trial court did not

specifically engage the defendant as to his right to counsel, that ―[i]t can’t be

simply yes-or-no answers[.]‖ However, after reviewing the record, the current trial

court determined that the prior trial court engaged the defendant extensively. The

prior trial court asked him whether he understood all the rights he was waiving by

pleading guilty without counsel and discussed with him the differences between a

plea of no contest and a guilty plea.

In brief, the defendant further points out that it was not until after the prior

trial court pronounced the sentence that the court asked him certain questions

regarding his age, background, education, and mental health—questions that were

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to be asked to determine a defendant’s ability to knowingly and intelligently waive

counsel.

An uncounseled misdemeanor conviction, absent a valid waiver
of counsel, may not serve as the predicate for enhancement of a
subsequent DWI offense. See, State v. Stevison, 97-3122
(La.10/30/98), 721 So.2d 843, 844. The State bears the burden of
proving that an unrepresented defendant knowingly and intelligently
waived his right to counsel before pleading guilty to a predicate
misdemeanor DWI that is used to enhance a subsequent DWI offense.
See, State v. Boudreaux, 99-1017 (La.App. 5 Cir. 2/16/00), 756 So.2d
505, 508. Accord, State v. Rodrigue, 01-377 (La.App. 5 Cir. 8/28/01),
795 So.2d 488, 493. The determination of the validity of the accused’s
waiver of counsel rests on the totality of the circumstances in each
case. State v. Stevison, supra.

State v. Bush, 03-1438, p. 4 (La.App. 5 Cir. 4/27/04), 873 So.2d 795, 798.

Furthermore, in State v. Strain, 585 So.2d 540, 543-44 (La.1991), the

supreme court stated:

When an accused waives his right to counsel in pleading guilty
to a misdemeanor, the trial judge should expressly advise him of his
right to counsel and to appointed counsel if he is indigent. The judge
should further determine on the record that the waiver is made
knowingly and intelligently under the circumstances. Factors bearing
on the validity of this determination include the age, education,
experience, background, competency and conduct of the accused, as
well as the nature, complexity and seriousness of the charge. The
nature of the self-representation to be undertaken is also significant,
since a layman obviously can more easily understand from a brief
explanation by the judge the significance of a guilty plea than he can
the significance of defending himself in a felony trial, with the latent
dangers and pitfalls attendant thereto. Determining the defendant’s
understanding of his waiver of counsel in a guilty plea to an
uncomplicated misdemeanor requires less judicial inquiry than
determining his understanding of his waiver of counsel for a felony
trial.

At the October 10 guilty plea hearing, the defendant was Boykinized with

three other offenders. The trial court explained to all their constitutional right to

have counsel appointed if they should desire, the right to a jury trial, to confront

witnesses, and that it was the state’s burden to prove their guilt beyond a

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reasonable doubt. The trial court also explained the elements of the offense of

operating a vehicle while intoxicated, including the sentencing range for a first

offense, and the affect of the conviction on subsequent convictions. The trial court

then addressed the defendant, as follows:

THE COURT: What’s your name?

MR. BERGERON: Thaddius Bergeron.

....

THE COURT: All right. Mr. Bergeron, you understand your
constitutional rights that I advised you of?

MR. BERGERON: Yes, sir.

THE COURT: Would you like me to repeat all or any portions of
them?

MR. BERGERON: No, sir.

THE COURT: Do you have any questions about them?

MR. BERGERON: No, sir.

THE COURT: Do you give up your constitutional rights and admit to
the charge of DWI First Offense?

MR. BERGERON: I’d like to plead, Your Honor, No Contest.

THE COURT: No; he’s pleading to a Second Offense?

MR. BERGERON: Yes, sir.

THE COURT: Right, Mrs. Lucas? [prosecutor] He’s pleading to a
Second Offense?

MRS. LUCAS: He is pleading to a Second, Your Honor. His First,
and if I could verify that for you, was September 11th, 2006, Number
72,152, Thirteenth Judicial District, Evangeline Parish; is that correct?

MR. BERGERON: Yes, ma’am.

At this point, the state explained to the trial court that the defendant had pled

guilty a month earlier to the first offense of operating a vehicle while intoxicated.

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He was on a fast track expungement in that district court, but because the current

(second) offense was pending, the expungement could not proceed. When the trial

court asked what a fast track expungement was, the defendant explained it to the

trial court. After discussing the basis of the plea, the trial court asked:

THE COURT: So, why are you pleading -- why do you want to plead
No Contest?

MR. BERGERON: That’s what I was told to plead, Your Honor.

THE COURT: Well, who told you that, may I ask?

MR. BERGERON: Just by many – many people; just – they said it’s
Not Guilty and it’s – you’re not pleading Guilty, so just plead No
Contest.

THE COURT: But I mean the consequences are – there’s no
difference whatsoever. The only thing a No Contest does is if you
were involved in a – like an automobile accident, they couldn’t use
your admission of guilt against you at a civil trial. So you just plead
No Contest. That way, you make them prove it at a civil trial; so they
don’t use it against you. You understand that?

MR. BERGERON: Yes, sir. I’ll –

THE COURT: Okay.

MR. BERGERON: -- plead Guilty, then.

After a short discussion regarding the defendant’s guilt and the sentencing

range for a second conviction, the trial court continued:

THE COURT: All right. Where are you from, Mr. Bergeron?

MR. BERGERON: Ville Platte.

THE COURT: Ville Platte? You know a lawyer by the name of
Gilbert Aucoin?

MR. BERGERON: Yes, sir; that was my lawyer for the other one.

THE COURT: So –

(LAUGHTER).

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THE COURT: Now I’m getting somewhere. So did you plead no
Contest to the first one?

MR. BERGERON: So, sir; the first one, he just told me to plead
Guilty.

THE COURT: Did Mr. Aucoin tell you to –

MR. BERGERON: I didn’t –

THE COURT: -- plead –

MR. BERGERON: -- discuss it with him about this one.

The trial court then accepted the guilty plea. After sentencing the defendant,

the trial court discussed options for treatment, and after speaking briefly with the

defendant’s mother, the trial court asked if the defendant had a substance abuse

problem and was told he was on medication for manic depression and a bi-polar

condition. The trial court then asked:

THE COURT: Are you working, son?

MR. BERGERON: Yes, sir.

THE COURT: Okay. Now, let me ask you this. There’s a few other
things I want to clean up with you. Listen to me. Any – anybody
promise or threaten you to plead guilty?

MR. BERGERON: No, sir.

THE COURT: You’re doing this freely and voluntarily?

MR. BERGERON: Yes, sir.

THE COURT: You can read and write?

MR. BERGERON: Yes, sir.

THE COURT: What grade did you complete?

MR. BERGERON: High school.

THE COURT: Okay. Do you have a job?

MR. BERGERON: Yes, sir.

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THE COURT: Where do you work?

MR. BERGERON: Offshore.

THE COURT: Okay. Well – and you understand and you fully
appreciate what you did here this morning by admitting to the charge?

MR. BERGERON: Yes, sir.

In brief, the defendant argues that ―the judge did not make an inquiry into

the factors necessary to determine whether Mr. Bergeron was knowingly and

intelligently waiving his right to counsel. Any after-the-fact inquiry, via yes and no

questions by the judge, is wholly insufficient to cure the defective waiver of right

to counsel.‖

In Strain, 585 So.2d 540, the defendant also was charged with operating a

vehicle while intoxicated, third offense. He filed a motion to quash the bill of

information asserting that second offense not valid because the state failed to show

that he knowingly and intelligently waived his right to counsel. Finding that there

was an intelligent waiver of counsel, the supreme court noted:

The crime of driving while intoxicated is a non-complex crime, even
among misdemeanors, and is almost self-explanatory. Moreover, this
defendant had previously pleaded to and been punished for the exact
same crime so that he was even more familiar with the nature of the
crime. The judge also properly reminded defendant that this was a
second offense and that a third commission of the same crime would
likely result in a penitentiary sentence. Only after this determination
of defendant's ability to understand the waiver of counsel did the
judge advise defendant regarding the right to counsel and then explain
the significance of a guilty plea by advising of the rights being given
up.

While some cases may call for additional explanation or
inquiry, nothing in the colloquy of the present case or in defendant's
subsequent pleadings, briefs or other arguments to any court suggests
that defendant did not fully understand the significance of the waiver
of counsel or of the plea. There is also no suggestion that if the judge
had warned him of any particular danger or pitfall of self-
representation, defendant would not have waived counsel or pleaded

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guilty. Nor is there any hint of prejudice to the defendant from the
lack of any particular or general warning.

Id. at 544 (footnotes omitted).

The trial court in the prior case had enough one-on-one conversation with

the defendant to determine his understanding of his right to counsel and that he

was capable of intelligently waiving counsel in this case. While many of the trial

court’s questions received yes or no responses, the defendant discussed his first

guilty plea with the trial court. He explained to the trial court what the ―fast track

expungement‖ was all about. The defendant further advised the trial court who his

attorney was for the first conviction. He discussed to some degree with his

attorney the second charge, which was pending at the time of his first conviction.

As in Strain, the defendant was already familiar with the process, and he was not

charged with a complicated crime.

While it is correct that the trial court did not question the defendant

regarding his education, work experience, and whether he was induced in any way

to plead guilty until after he had accepted the guilty plea and imposed the sentence,

a sentence is not deemed to be executed until the day after pronouncement. See

State v. Branch, 96-1626 (La.App. 3 Cir. 5/21/97), 696 So.2d 81, and State v.

Sholar, 35,047 (La.App. 2 Cir., 10/31/01), 801 So.2d 534. Accordingly, once a

defendant is sentenced, only those guilty pleas which are constitutionally infirm

may be withdrawn by appeal or post-conviction. State v. Scott, 08-703 (La.App. 5

Cir. 1/27/09), 8 So.3d 658, writ denied, 09-650 (La. 12/11/09), 23 So.3d 910. The

trial court was in a position to immediately withdraw the defendant’s guilty plea on

its own motion should the late questioning have revealed that the defendant’s

waiver of counsel was not knowingly and intelligently made.

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We find there is no merit to this assignment of error. The trial court did not

err when it denied the defendant’s motion to quash the bill of information charging

him with operating a vehicle while intoxicated, third offense.

CONCLUSION

The defendant’s conviction is affirmed. Furthermore, this court hereby

amends the term of probation from five years to four years and instructs the trial

court to make an entry in the court minutes reflecting the change. Additionally, the

trial court is instructed to correct the court minutes of sentencing to correctly

reflect the length of home incarceration imposed as a condition of probation.

AFFIRMED.
REMANDED WITH INSTRUCTIONS.

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