State of Louisiana v. Stephen Douglas Cormier
State of Louisiana v. Stephen Douglas Cormier, No. KA-0024-0318 (La. Ct. App. 3d Cir. Dec. 4, 2024).
The holding in the court’s own words
Based on the language used at the original sentencing hearing, we conclude that the trial court’s statement “without benefit” applied to all counts; thus, the sentence imposed for count one is determinate.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- 298 So. 3d 342 not in our corpus
- 307 So. 3d 1041 not in our corpus
- State v. Viltz 261 So. 3d 847
- State v. Roe 903 So. 2d 1265
- State v. Roe 924 So. 2d 163
- State v. Wright 79 So. 3d 309
- State v. Williams 830 So. 2d 984
- State v. McArthur 719 So. 2d 1037
- State v. Kennedy 803 So. 2d 916
- State v. Cosey 779 So. 2d 675
- State v. Leonard 932 So. 2d 660
- State v. Green 343 So. 2d 149
Opinion text
STATE OF LOUISIANA
COURT OF APPEAL, THIRD CIRCUIT
24-318
STATE OF LOUISIANA
VERSUS
STEPHEN DOUGLAS CORMIER
**********
APPEAL FROM THE
FOURTEENTH JUDICIAL DISTRICT COURT
PARISH OF CALCASIEU, NO. 3629-22
HONORABLE CLAYTON DAVIS, DISTRICT JUDGE
**********
CANDYCE G. PERRET
JUDGE
**********
Court composed of Candyce G. Perret, Jonathan W. Perry, and Sharon Darville
Wilson, Judges.
AFFIRMED WITH INSTRUCTIONS.
Edward K. Bauman
Louisiana Appellate Project
Post Office Box 1641
Lake Charles, LA 70602-1641
(337) 491-0570
COUNSEL FOR DEFENDANT/APPELLANT:
Stephen Douglas Cormier
Stephen C. Dwight
District Attorney
John Eric Turner
Assistant District Attorney
Post Office Box 3206
Lake Charles, LA 70601
(337) 437-3400
COUNSEL FOR PLAINTIFF AP
State of Louisiana
PERRET, Judge.
Defendant was convicted of second degree sexual battery, second degree
kidnapping, and mingling harmful substances. On appeal, he asserts the trial court
erred in admitting evidence of other crimes, wrongs, or acts and erred in denying his
motion for mistrial following the State’s opening arguments. On appeal, we affirm.
However, the trial court is ordered to inform Defendant of the provisions of La.Code
Crim.P. art. 930.8 by sending appropriate written notice to Defendant within ten days
of the rendition of this opinion and to file written proof in the record that Defendant
received the notice.
PROCEDURAL BACKGROUND:
On March 2, 2022, Defendant, Stephen Douglas Cormier, was charged by bill
of information with the second degree sexual battery of E.M.,1 in violation of La.R.S.
14:43.2; second degree kidnapping of E.M., in violation of La.R.S. 14:44.1;
mingling harmful substances, in violation of La.R.S. 14:38.1; and theft between five
thousand and twenty-five thousand dollars, in violation of La.R.S. 14:67(B)(2). On
November 20, 2023, count four of the bill of information was amended to theft
between one thousand and five thousand dollars, in violation of La.R.S. 14:67(B)(3).
On July 14, 2023, the State filed “State’s Notice of Intent to Offer Evidence
of Defendant’s Other Crimes, Wrongs, or Acts Under LA. C.E. Art. 412.2,” seeking
introduction of videos found on Defendant’s phone where he appears to sexually
assault an unconscious woman while he is driving. On November 20, 2023, a
hearing was held on the admissibility of those videos. Following argument, the trial
1
This court refers to the victim by her initials in accordance with La.R.S. 46:1844(W).
court deemed the evidence admissible under La.Code Evid. art. 412.2, which allows
for the admission of similar other crimes in sex offense cases.
Trial began on November 20, 2023, and on November 21, 2023, a jury
unanimously found Defendant guilty as charged of second degree sexual battery,
second degree kidnapping, and mingling harmful substances. Defendant was found
not guilty of theft.
On January 12, 2024, Defendant filed “Defendant’s Motion for New Trial,”
in which he alleged the verdict was contrary to the law and evidence and that the
ends of justice would be served by granting a new trial. A hearing was held on
Defendant’s motion on January 18, 2024, at which time the trial court denied the
motion for new trial. On January 19, 2024, Defendant was sentenced to “99 years
on second-degree sexual battery; 40 on the kidnapping; and 5 on the mingling.
Those are to run concurrent[ly], without benefit.”
After Defendant filed his Appellant brief and noted errors patent in regard to
his sentences, the trial court held a hearing on August 14, 2024, to clarify
Defendant’s sentence. Therein, the trial court stated that the ninety-nine-year
sentence was to be at hard labor; that the entire forty-year sentence was to be served
without benefit of probation, parole, or suspension of sentence; and Defendant’s
sentence for mingling harmful substances was modified to two years at hard labor
without benefits.
Defendant now appeals, raising a single, two-part assignment of error:
The trial court erred in granting the State’s Notice of Intent to
Offer Evidence under La.Code Evid. art. 412.2, thereby admitting
prejudicial uncharged and unadjudicated alleged criminal wrongs or
acts into evidence, and in denying Defense counsel’s Motion for
Mistrial, thereby violating Mr. Stephen Cormier’s constitutional right
to cross-examine the witnesses against him regarding said evidence.
2
For the reasons set forth below, after review, Defendant’s convictions are
affirmed as well as his sentences for second degree kidnapping and mingling harmful
substances.
FACTS:
Evidence adduced at trial established that on October 5, 2021, E.M. went to
the Golden Nugget Casino in Lake Charles, Louisiana, alone. E.M. was drinking
and playing blackjack. She encountered Defendant, whom she had met at the casino
before, once in August that same year. Later, video surveillance from the casino
showed Defendant buy two shots from the bar. Defendant can be seen pulling out
something from his pocket, pouring it into one of the glasses, and then mixing it into
one of the shots. He places a glass down next to E.M. and she proceeds to drink the
shot. Shortly thereafter, E.M. became so unsteady she could barely stand or walk,
requiring the assistance of Defendant. Defendant removed her from the casino floor
and led her towards the doors. However, E.M. appears to reenter and pull away from
Defendant, attempting to return to the casino floor. E.M. was denied reentry and
Defendant, claiming to be her boyfriend, led her out of the casino.
E.M.’s boyfriend at the time attempted to contact her and, after failing to do
so, went to the casino to look for E.M. He found her vehicle in the parking garage
but E.M. was not inside. He also could not locate E.M. inside of the casino. Later,
E.M.’s mother went to the casino in search of E.M. and found her sleeping inside
her car, extremely lethargic. Her boyfriend, who had returned to the casino at this
time, testified that E.M.’s vehicle was parked on the same floor of the parking
garage, but in a different parking spot than it was when he located the vehicle earlier
that day. E.M.’s boyfriend drove her vehicle from the casino and testified that he
noticed the seat was pushed back in a way that E.M. did not normally keep the chair,
3
and that she would not have been able to reach the pedal or steering wheel from that
pushed back position. E.M. subsequently went to the hospital and a sexual assault
examination was performed. Surveillance from the casino parking lot showed
Defendant leave in his car, return, leave in E.M.’s car, then return the car with E.M.
inside, and then leave again in his car.
It was subsequently discovered that Defendant took E.M. to the home of Ms.
Michelle Blackburn, who had asked Defendant to care for her cat while she was out
of town. There, Defendant took photographs of E.M., naked from the waist down,
and sexually assaulted her. The photographs were recovered from Defendant’s
phone. According to E.M., she did not remember anything between Defendant
giving her the shot and waking in the hospital talking to law enforcement.
ERRORS PATENT:
In accordance with La.Code Crim.P. art. 920, all appeals are reviewed for
errors patent on the face of the record. After reviewing the record, there is one
possible error patent and one error patent. While Defendant’s brief identified several
errors patent, most of those errors were corrected at a clarification hearing held
August 14, 2024.
At the original sentencing hearing held January 19, 2024, the trial court
imposed the following sentences: “And so I am going to impose the maximum
sentence on all of the three charges that he was found guilty of. 99 years on second-
degree sexual battery; 40 on the kidnapping; and 5 on the mingling. Those are to
run concurrent[ly], without benefit.”
After an order of appeal was entered and after Defendant filed his brief, the
State filed a Motion and Order for Correction of Illegal Sentence and Request to
Clarify Sentence, which was heard on August 14, 2024. The State informed the trial
4
court: “Judge, it has come to the attention from the appeals court that there are some
things that just need to be clarified on the record in regards to the sentencing of Mr.
Cormier.” While it is not clear what information the State received “from the appeals
court,” Defendant discussed sentencing errors in his brief. This briefing seems to
have triggered the filing of the above motion by the State. Pursuant to La.Code
Crim.P. art. 916(3), after the entering of an order of an appeal, the trial court still
maintains jurisdiction “[t]o correct an illegal sentence or take other appropriate
action pursuant to a properly made or filed motion to reconsider sentence.” Since
the clarification hearing resulted in the correction of illegal sentences, we find that
jurisdiction in the trial court was proper.
In brief, Defendant asserts several errors patent regarding the original
sentences imposed. He alleges that the sentence for second degree sexual battery
(count one) was indeterminate as the trial court failed to “specifically state that at
least twenty-five years, or all of the sentence imposed, would be served without
benefits.” As for the sentence imposed for second degree kidnapping (count two),
Defendant alleges the entire sentence was imposed without benefits. While
Defendant notes that the minutes for count two state that the first two years were
imposed without benefits, he contends that the transcript prevails. Finally,
Defendant alleges the sentence imposed for mingling harmful substances (count
three) was illegally excessive.
At the clarification hearing, the State first informed the trial court that the
ninety-nine-year sentence for second degree sexual battery (count one) was not
imposed at hard labor. The trial court clarified that the ninety-nine-year sentence
was to be served at hard labor.
5
Regarding the forty-year sentence imposed for second degree kidnapping
(count two), the State asserted that the trial court failed to clarify the portion to be
served without benefits. The trial court responded, “The entire 40 is served without
benefit.” The trial court also stated the sentence for count two was to be served at
hard labor.
Regarding the five-year sentence imposed for mingling harmful substances
(count three), the State asserted that it incorrectly informed the court that the
sentencing range was zero to five years when, in fact, it is zero to two years. Thus,
the maximum sentence for that offense is two years. The trial court then imposed a
sentence of two years at hard labor on count three. Although the trial court then
stated the sentence for count three was to be served “without benefit[,]” the State
informed the trial court that the sentence for count three was to be served “with
benefit.” The trial court then corrected the sentence for count three to be with
benefits.
The trial court once again ordered all sentences to run concurrently. The trial
court also stated that it had imposed the “harshest sentence, other than not running
it consecutively[.]”
Thus, we now review the record for errors patent following the clarification
of sentences by the trial court. Upon review, we note that the trial court did not
clarify the restriction of benefits on second degree sexual battery (count one). In
brief, the State asserts that the entire sentence for count one, like count two, was
imposed without benefit of probation, parole, or suspension of sentence. At the
original sentencing hearing, the trial court imposed the terms of imprisonment for
each count, then stated they were “to run concurrent, without benefit.” At the
clarification hearing, the trial court did not state that the sentence imposed for count
6
one was to be served without benefits as it did for count two.
Based on the language used at the original sentencing hearing, we conclude
that the trial court’s statement “without benefit” applied to all counts; thus, the
sentence imposed for count one is determinate. Clearly, the trial court was referring
to all counts when it stated, “to run concurrent” and the very next statement, “without
benefit,” likewise refers to all counts. Furthermore, a statement that a sentence was
imposed “without benefit” has been upheld even though it does not delineate the
benefits restricted. See State v. Disedare, 19-810 (La.App. 3 Cir. 5/13/20), 298
So.3d 342, writ denied, 20-800 (La. 12/22/20), 307 So.3d 1041. In addition, the trial
court stated at the clarification hearing that it had imposed the harshest possible
sentences, indicating that it intended for the entire sentence imposed for count one
to be served without benefits. Accordingly, we find no error patent.
Next, although the minutes of the original sentencing hearing indicate the trial
court advised Defendant of the prescriptive period for filing post-conviction relief,
neither the transcript of sentencing nor the transcript of the clarification hearing
indicate the trial court advised of such. Therefore, the trial court is ordered to inform
Defendant of the provisions of La.Code Crim.P. art. 930.8 by sending appropriate
written notice to Defendant within ten days of the rendition of this opinion and to
file written proof in the record that Defendant received the notice. See State v. Viltz,
18-184 (La.App. 3 Cir. 11/28/18), 261 So.3d 847 (citing State v. Roe, 05-116
(La.App. 3 Cir. 6/1/05), 903 So.2d 1265, writ denied, 05-1762 (La. 2/10/06), 924
So.2d 163).
Lastly, Defendant asserts as an error patent the trial court’s failure to consider
any of the sentencing factors in La.Code Crim.P. art. 894.1. Defendant contends
that because the trial court failed to consider the 894.1 factors, “there is nothing for
7
this Honorable Court to review in determining whether the maximum sentences the
court intended to impose upon Mr. Cormier are constitutionally excessive” and
“requires that his sentences be vacated and remanded to the trial court for
resentencing.” However, the trial court’s failure to consider the 894.1 guidelines is
not an error patent recognized by this court.
ASSIGNMENT OF ERROR:
Defendant’s brief sets forth a single assignment of error; however, it contains
two separate claims: (1) the trial court erred in admitting other crimes evidence under
La.Code Evid. art. 412.2, and (2) the trial court erred in denying the motion for
mistrial. We will address the two claims separately.
La.Code Evid. art. 412.2 Videos
The State sought to admit videos as other crimes, wrongs, or acts evidence
pursuant to La.Code Evid. art. 412.2, which states:
A. When an accused is charged with a crime involving sexually
assaultive behavior, or with acts that constitute a sex offense involving
a victim who was under the age of seventeen at the time of the offense,
evidence of the accused’s commission of another crime, wrong, or act
involving sexually assaultive behavior or acts which indicate a lustful
disposition toward children may be admissible and may be considered
for its bearing on any matter to which it is relevant subject to the
balancing test provided in Article 403.
B. In a case in which the state intends to offer evidence under the
provisions of this Article, the prosecution shall, upon request of the
accused, provide reasonable notice in advance of trial of the nature of
any such evidence it intends to introduce at trial for such purposes.
C. This Article shall not be construed to limit the admission or
consideration of evidence under any other rule.
In the instant case, Defendant was charged with mingling harmful substances
that he then gave to E.M., moving her to a different location when she was unable
to resist him, and sexually assaulting her while she was incapacitated. The videos
8
the State sought to introduce were discovered on Defendant’s phone after authorities
extracted its data. The videos were of a female in the passenger seat of vehicle being
driven by Defendant. The woman was later identified as “D.H.”2 The woman’s eyes
are closed, and, at one point, a straw is hanging out of her mouth. She is naked from
the waist down, as is Defendant. Defendant digitally penetrates her in the video.
The hearing on the State’s notice of intent regarding the videos was held
immediately prior to trial. We note that the record indicates the State filed the notice
at issue filed pursuant to La.Code Evid. art. 412.2 for admission of the videos, but
also filed a motion in limine pursuant to La.Code Evid. arts. 412 and 412.1 to
prohibit discussion of the victim’s sexual history and reputation. At the hearing,
defense counsel initially argues, regarding the victim’s history and reputation, that
there is an exception under La.Code Evid. art. 412(A)(2)(a) that allows such
evidence to be admitted when there is an issue as to whether the accused was the
source of injury, which defense counsel contended was an issue in the case. Defense
counsel’s argument regarding La.Code Evid. art. 412(A)(2)(a) seems to have been
related to the State’s invocation of the “rape shield” law found in La.Code Evid. arts.
412 and 412.1. Louisiana Code of Evidence Article 412(A)(2)(a) is irrelevant to the
discussion regarding the videos, however, which were admitted under La.Code Evid.
art. 412.2.
Counsel then put forth the following argument regarding the video:
The video, I would suggest to the Court, is irrelevant. It’s
probative - - well, it’s more prejudicial than anything. Now, most of
the cases that the research cites with regards to 412 indicates that the
Court must look to see if the evidence is probative. Here the courts
have looked at the circumstances and mostly have taken evident [sic]
as to what the evidence is. Here the evidence is going to be a video.
2
Both the State and Defendant refer to the woman from the videos as “D.H.”; accordingly,
and in the spirit of La.R.S. 46:1884(W), we have done the same.
9
Now, that video does not indicate the closeness of similarities.
As a matter of fact, most of the cases talk about differences. You have
to have testimony in order to make the connection between the video
and what’s before you today. What do I mean by that? There I
particularly mean that you have to have testimony as it relates to the
offenses that are required under the charge. That video that you’re
going to look at and see involves a lady allegedly with some type of
prior claim of crime going on by defendant. We don’t know if she, like
in the allegations here, we don’t know if she’s under influence [sic] of
[] substances, we don’t know if she’s under the influence of alcohol, we
don’t know if there is consent. So, you have the [sic] weigh the
prejudice that it will cause the jury to be lured in finding [sic] a guilty
plea or a guilty finding merely because of the tape, and the Supreme
Court has said that in your weighing and balancing you must consider
the affects [sic] it’s going to have on the jury. Will the jury say, yes,
he’s guilty here today because we saw the tape? If that’s the case you
have to keep it out.
So, we don’t know the connexity of the circumstances with
regards to the tape and the trial here today. I submit to the Court that it
is prejudicial to my client and will cause an unfair evaluation by the
jury, and that’s an evaluation that you must make.
Now, moving beyond that particular thing, I reiterate the fact that
under one of these exceptions under 412 we are going to argue that we
have an exception under 412.A(2)(a). So, those considerations you have
to take into consideration when you make your ruling.
The discussion continued:
THE COURT:
Any reply?
MS. BUFORD:
Your Honor, again, yes, I do see what defense counsel is arguing
under 412(A)(2)(a), but when it comes to the videos that are going to
be viewed, Judge, this talks about the assaultive behavior that the
defendant pulled and that he does and you’ll see very much is relative
and similar to the crime that we are here for today –
....
-- In regards to an unconscious woman and the defendant
violently and digitally penetrating this woman while she is passed out
in the vehicle. That is what we are here for today in regards to the
victim in this case, who was unconscious and sustained injuries to her
genital area while she was with the defendant, when the defendant took
her to another apartment complex. This is exactly the same assaultive
behavior and that’s what 412.2 here is for, is to show the assaultive
10
behavior or the sexuality [sic] assaultive behavior of the defendant, of
the accused.
THE COURT:
I’m granting the motion for that evidence to be admitted.[3]
Thus, at the hearing, defense counsel argued regarding the dissimilarities
between the circumstances leading to the video sought to be introduced and the
circumstances involved in the instant case. Likewise, Defendant on appeal argues
the circumstances are different regarding how the woman in the videos, D.H., ended
up incapacitated and where she was sexually assaulted. 4 After review, and for the
following reasons, we find that this argument lacks merit.
On appeal Defendant argues that these dissimilarities mean the State failed to
meet the requirements of admitting the videos under case law involving modus
operandi. Defendant contends that because there was no evidence of mingling
harmful substances regarding D.H., no evidence of kidnapping, no evidence that
D.H. did not give consent, and because the assault happened in his car and not
someone else’s home like in the instant case, the situations are dissimilar. Thus, the
videos should not have been introduced because “[t]he probative value of these
uncharged and unadjudicated offenses of alleged sexual abuse was clearly
outweighed by its prejudicial effect.”
Defendant cites case law on modus operandi, however, the cases cited do not
relate to whether evidence of other crimes is admissible under La.Code Evid. art.
412.2. We find that because the videos were introduced under La.Code Evid. art.
412.2, this argument lacks merit as the State does not need to show the situations are
3
It is unclear whether the videos were viewed by the trial court prior to the ruling.
11
similar the way it would have needed to do to introduce the videos under La.Code
Evid. art. 404.
Louisiana Code of Evidence Article 412.2(A) states: “evidence of the
accused’s commission of another crime, wrong, or act involving sexually assaultive
behavior . . . may be admissible and may be considered for its bearing on any matter
to which it is relevant subject to the balancing test provided in Article 403.” Simply,
evidence of other crimes or acts involving sexually assaultive behavior is admissible
in cases where the defendant is accused of sexually assaultive behavior. In State v.
Wright, 11-141, pp. 12–13 (La. 12/6/11), 79 So.3d 309, 317 (footnote omitted), the
supreme court expressly addressed the fact that a situational similarity is not required
for admission of evidence under La.Code Evid. art. 412.2:
Further, in enacting Article 412.2, the Legislature did not see fit
to impose a restriction requiring such evidence to meet a stringent
similarity requirement for admissibility. We have previously examined
the legislative history behind the Article in State v. Williams, 02–1030
(La.10/15/02), 830 So.2d 984. In Williams, this Court noted the
enactment of the Article was prompted primarily by two decisions of
this Court, State v. McArthur, 97–2918 (La.10/20/98), 719 So.2d 1037,
and State v. Kennedy, 00–1554 (La.4/3/01), 803 So.2d 916. Both cases
involved prosecutions for aggravated rape in which the State sought to
introduce evidence of other sexual offenses committed by the
defendants pursuant to what the State labeled a “lustful disposition”
exception to other crimes evidence. In both cases, this Court refused to
recognize the so-called “lustful disposition” exception to Article 404’s
other crimes prohibition, but, in doing so, noted that the evidence
sought to be introduced would be admissible if Louisiana had a rule
similar to Federal Rule of Evidence 413. This Court stated “the
enactment of Article 412.2 was apparently the legislature’s response to
this Court’s statements in McArthur and Kennedy as the language of
Article 412.2 closely follows that of Federal Rule of Evidence 413.”
Williams, 830 So.2d at 986. Thus, Article 412.2 was enacted to loosen
restrictions on “other crimes” evidence, and to allow evidence of
“lustful disposition” in cases involving sexual offenses.
As noted in Wright, 79 So.3d at 316: “A trial court’s ruling on the
admissibility of evidence is reviewed for an abuse of discretion. State v. Cosey, 97-
12
2020 (La.11/28/00), 779 So.2d 675, 684. This same standard is applied to rulings
on the admission of other crimes evidence and evidence under La. C.E. art. 412.2.”
The videos admitted at trial, taken from Defendant’s phone pursuant to a warrant,
clearly show Defendant sexually assaulting a woman who is unconscious and
nonresponsive. We cannot conclude that the trial court abused its discretion when
it admitted these videos, when he is currently charged with drugging a different
woman, taking her to a different location while she was unconscious, and sexually
assaulting her.
Defendant’s remaining argument regarding the introduction of the videos is
that they should not have been permitted because they fail the balancing test of
La.Code Evid. art. 403, which states relevant evidence “may be excluded if its
probative value is substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury, or by considerations of undue delay,
or waste of time.” Defendant argues that due to the alleged dissimilarities of the
video and the offense at issue coupled with the fact that the videos “were not relevant
for the State to prove their case,” “[t]he probative value of these uncharged and
unadjudicated offenses of alleged sexual abuse was clearly outweighed by its
prejudicial effect.” Defendant asserts such evidence should be rejected “unless it is
plainly necessary to prove something which is really in issue” quoting State v.
McArthur, 97-2918, p. 4 (La.1998), 719 So.2d 1037, 1042. We disagree. As
previously noted, a trial court’s ruling on admissibility of evidence under La.Code
Evid. art. 412.2 is reviewed for abuse of discretion. The videos possessed probative
value under La.Code Evid. art. 412.2 because they show Defendant is willing to take
advantage of an unconscious woman by sexually assaulting her, the very thing he
was charged with doing to E.M. Given the similarity between what Defendant was
13
alleged to have done to E.M. in the present case, what he recorded himself doing to
D.H. while she was unconscious, and the trial court’s instruction that Defendant may
not be found guilty merely because he committed another offense, we cannot say the
trial court abused its discretion.
Denial of Motion for Mistrial
The second half of Defendant’s assignment of error is that the trial court erred
in denying his motion for mistrial. Defendant contends that “[t]he failure to allow
Defense counsel the opportunity to cross-examine D.H. substantially affected the
fairness of the proceedings and the reliability of her testimony.” According to
Defendant, this violated his right to confront the witnesses against him in violation
of the Sixth Amendment of the United States Constitution and Crawford v.
Washington, 541 U.S. 36, 124 S.Ct. 1354 (2004).
Defendant’s motion for mistrial was made after the State’s opening argument.
The alleged offending comments during the State’s opening argument were as
follows:
Also, in that extraction detectives saw a video, a video of another
woman, not [E.M.], a woman that [Defendant] had went on a date with
in Texas, and in this video the woman is in the Toyota Avalon, the same
Toyota Avalon that [Defendant] was driving the night he encountered
[E.M.], the same Toyota Avalon that detectives found in the driveway
of [Defendant]’s home on 17th Street, and in this video the woman is
passed out on the passenger’s side. Her eyes are closed. A straw is
hanging out of her mouth, and in the video you will be able to see that
[Defendant] is violently penetrating her vagina with his fingers.
So, whenever detectives go to speak to this woman she says, I
know [Defendant], I went on a date with [Defendant], but she had no
idea about the video. She had no idea about what happened in that car.
She had no memory of it, just like [E.M.] doesn’t.
Defense counsel did not raise a contemporaneous objection to the State’s
comments, instead moving for a mistrial after the State concluded its opening on the
14
grounds that he could not cross-examine D.H. “It’s my understanding the entire
video was coming in and now we cannot cross-examine her based on the opening
statement that she talk to - - what she said.” The State argued it was only going to
discuss “her reaction, her facial expressions, and all of that, not what [D.H.] said [to
the officers].” Defendant argued that the opening statement noted what D.H. did
and did not know and, since Defendant cannot cross-examine D.H., a mistrial is
necessary. The trial court denied the motion for mistrial. Defendant now contests
that denial, claiming that “[t]he failure to allow [d]efense counsel the opportunity to
cross-examine D.H. substantially affected the fairness of the proceedings and the
reliability of her testimony.” In response, the State asserts that counsel misspoke
during opening statements and that the prosecutor’s statement is not evidence
Under La.Code Crim.P. art. 766, “[t]he opening statement of the state shall
explain the nature of the charge, and set forth, in general terms, the nature of the
evidence by which the state expects to prove the charge.” Louisiana Code of
Criminal Procedure Article 770 sets forth the basis for a mandatory mistrial:
Upon motion of a defendant, a mistrial shall be ordered when a
remark or comment, made within the hearing of the jury by the judge,
district attorney, or a court official, during the trial or in argument,
refers directly or indirectly to:
(1) Race, religion, color or national origin, if the remark or
comment is not material and relevant and might create prejudice against
the defendant in the mind of the jury;
(2) Another crime committed or alleged to have been committed
by the defendant as to which evidence is not admissible;
(3) The failure of the defendant to testify in his own defense; or
(4) The refusal of the judge to direct a verdict.
An admonition to the jury to disregard the remark or comment
shall not be sufficient to prevent a mistrial. If the defendant, however,
15
requests that only an admonition be given, the court shall admonish the
jury to disregard the remark or comment but shall not declare a mistrial.
The defendant may also request an admonition be made to the jury in certain
situations when a remark may create prejudice or request a mistrial according to
La.Code Crim.P. art. 771:
In the following cases, upon the request of the defendant or the
state, the court shall promptly admonish the jury to disregard a remark
or comment made during the trial, or in argument within the hearing of
the jury, when the remark is irrelevant or immaterial and of such a
nature that it might create prejudice against the defendant, or the state,
in the mind of the jury:
(1) When the remark or comment is made by the judge, the
district attorney, or a court official, and the remark is not within the
scope of Article 770; or
(2) When the remark or comment is made by a witness or person
other than the judge, district attorney, or a court official, regardless of
whether the remark or comment is within the scope of Article 770.
In such cases, on motion of the defendant, the court may grant a
mistrial if it is satisfied that an admonition is not sufficient to assure the
defendant a fair trial.
Louisiana Code of Criminal Procedure Article 775 provides further grounds
for mistrial:
A mistrial may be ordered, and in a jury case the jury dismissed,
when:
(1) The defendant consents thereto;
(2) The jury is unable to agree upon a verdict;
(3) There is a legal defect in the proceedings which would make
any judgment entered upon a verdict reversible as a matter of law;
(4) The court finds that the defendant does not have the mental
capacity to proceed;
(5) It is physically impossible to proceed with the trial in
conformity with law; or
(6) False statements of a juror on voir dire prevent a fair trial.
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Upon motion of a defendant, a mistrial shall be ordered, and in a
jury case the jury dismissed, when prejudicial conduct in or outside the
courtroom makes it impossible for the defendant to obtain a fair trial,
or when authorized by Article 770 or 771.
A mistrial shall be ordered, and in a jury case the jury dismissed,
when the state and the defendant jointly move for a mistrial.
A trial court is given “broad discretion in determining whether conduct is so
prejudicial as to deprive an accused of a fair trial.” State v. Leonard, 05-1382, p. 11
(La. 6/16/06), 932 So.2d 660, 667. “[A] mistrial is a drastic remedy which should
only be declared upon a clear showing of prejudice by the defendant.” Id.
Although the prosecutor’s opening statement seemingly indicated the
evidence would include what D.H. said, the State alleges that this was a
misstatement—the evidence instead included a detective’s appreciation of D.H.’s
reaction. The State further notes that a prosecutor’s statement is not evidence and,
“absent bad faith on the part of the prosecutor or clear and substantial prejudice, the
reference in the opening statement to evidence later ruled inadmissible is not a
ground for a mistrial.” State v. Green, 343 So.2d 149, 151 (La.1977).
After review, we Defendant’s claim has no merit. Defendant, in his brief to
this court, fails to address the law regarding the granting of a mistrial and fails to
state which basis he believes entitled him to a mistrial. Of the above mandatory
reasons for mistrial, the only basis which might apply to the State’s opening
statement remarks is La.Code Crim.P. art. 770(2). However, evidence of another
crime had already been ruled admissible and on review we found that admission was
not an error. Defendant, instead, asserts that he was deprived of his constitutional
right to confront his accuser, D.H. Specifically, Defendant alleges he was precluded
from cross-examining D.H. regarding her testimony as to the events with Defendant
that were on video, and which the State mentioned in its opening statement.
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However, D.H. did not testify against Defendant. The evidence would show
that detectives spoke to D.H. and informed her of the videos found on Defendant’s
phone. Detective Sanders was then instructed to testify regarding D.H.’s reaction.
Prior to Detective Sanders responding, the State explicitly told its witness not to
repeat anything D.H. said and simply asked about D.H.’s reaction to the videos.
Additionally, there were no objections made during Detective Sanders’s testimony
regarding her interaction with D.H. While the Confrontation Clause grants
Defendant the right to cross-examine the witnesses against him; D.H. was not a
witness against him. Accordingly, his inability to cross-examine her is irrelevant,
and his convictions are affirmed.
DECREE:
Defendant’s convictions and sentences are affirmed. The trial court is ordered
to inform Defendant of the provisions of La.Code Crim.P. art. 930.8 by sending
appropriate written notice to Defendant within ten days of the rendition of this
opinion and to file written proof in the record that Defendant received the notice.
AFFIRMED WITH INSTRUCTIONS.
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