State of Louisiana v. David A. Nelson
Also decided on this docket: La. Ct. App. 3d Cir., March 9, 2022
State of Louisiana v. David A. Nelson, No. KW-0021-0461 (La. Ct. App. 3d Cir. Nov. 10, 2021).
The holding in the court’s own words
Consistent with the Court’s long line of retroactivity precedents, we hold that the Ramos jury-unanimity rule does not apply retroactively on federal collateral review.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Tucker 138 So. 3d 626
- State ex rel. Nelson v. State 187 So. 3d 995
- State Ex Rel. Taylor v. Whitley 606 So. 2d 1292
- State Ex Rel. Glover v. State 660 So. 2d 1189
- State Ex Rel. Olivieri v. State 779 So. 2d 735
Opinion text
STATE OF LOUISIANA
COURT OF APPEAL, THIRD CIRCUIT
21-461
STATE OF LOUISIANA
VERSUS
DAVID A. NELSON
**********
ON REVIEW FROM THE
FOURTEENTH JUDICIAL DISTRICT COURT
PARISH OF CALCASIEU, NO. 34884-09
HONORABLE KENDRICK J. GUIDRY, DISTRICT JUDGE
**********
VAN H. KYZAR
JUDGE
**********
Court composed of Elizabeth A. Pickett, Van H. Kyzar, and Charles G. Fitzgerald,
Judges.
WRIT GRANTED AND MADE PEREMPTORY. REVERSED.
Stephen C. Dwight
District Attorney
14th Judicial District
John E. Turner
Assistant District Attorney
P. O. Box 3206
Lake Charles, LA 70602
(337) 437-3400
COUNSEL FOR PLAINTIFF/APPLICANT:
State of Louisiana
Hardell Ward
Promise of Justice Initiative
1024 Elysian Fields Ave.
New Orleans, LA 70117
(504) 529-5955
COUNSEL FOR DEFENDANT/RESPONDENT:
David A. Nelson
Jamila Johnson
Promise of Justice Initiative
1024 Elysian Fields Ave.
New Orleans, LA 70117
(504) 529-5955
COUNSEL FOR DEFENDANT/RESPONDENT:
David A. Nelson
Madeleine Vidger
Promise of Justice Initiative
1024 Elysian Fields Ave.
New Orleans, La 70117
(504) 529-5955
COUNSEL FOR DEFENDANT RESPONDENT:
David A. Nelson
KYZAR, Judge.
The State of Louisiana seeks review of the trial court’s decision granting
Defendant/Relator’s application for post-conviction relief, ruling that Ramos v.
Louisiana, 590 U.S.___, 140 S.Ct. 1390 (2020), retroactively applied to Relator’s
March 22, 2012 conviction for manslaughter as a “watershed” exception of criminal
procedure. For the reasons herein set forth, we grant the writ and make it
peremptory, reversing the trial court’s decision and dismissing Relator’s application
for post-conviction relief as being untimely.
FACTS AND PROCEDURAL HISTORY
Relator, David A. Nelson, was tried for second degree murder, in violation of
La.R.S. 14:30.1. On March 22, 2012, by a 10-2 vote, the jury found Relator guilty
of the responsive verdict of manslaughter, in violation of La.R.S. 14:31. After the
trial court sentenced Relator to thirty years at hard labor, this court and the supreme
court affirmed the conviction and sentence on appeal. See State v. Nelson, 13-70
(La.App. 3 Cir. 10/9/13) (unpublished opinion),1 writ denied, 13-2606 (La. 4/17/14),
Relator sought post-conviction relief in January 2015, alleging that he was
denied a fair trial due to the jury foreman being a paralegal at the law firm which
represented the victim’s family in a related civil matter along with two claims of
ineffective assistance of counsel against his trial counsel and one claim of ineffective
assistance of appellate counsel. The trial court denied the application without a
hearing, and both this court and the supreme court denied Relator’s subsequent writ
applications. See State v. Nelson, 15-173 (La.App. 3 Cir. 5/6/15) (unpublished
opinion), writ denied, 15-1003 (La. 3/24/16), 187 So.3d 995 (per curiam). The
1
This case may be found at 2013 WL 5539336.
supreme court noted in its per curiam that Relator had fully litigated his application
and exhausted his right to state collateral review.
On April 8, 2021, Relator filed a “Second or Subsequent Uniform Application
for Postconviction Relief.” Specifically, Relator contended that his “conviction was
obtained in violation of the Constitution of the United States (La. C. Cr. P. art.
930.3(1)), and that his application is timely under 930.8(2).” Relator’s application
is based upon the Supreme Court’s decision in Ramos v. Louisiana, 590 U.S.___,
140 S.Ct. 1390 (2020), which held the United States Constitution requires that a
criminal conviction be supported by a unanimous jury verdict and that the Fourteenth
Amendment extends that requirement to state courts. On May 27, 2021, the State
filed “State’s Opposition to Petitioner’s Application for Post Conviction Relief,”
contending Relator’s application was procedural barred as untimely and Relator
could not prove Ramos was retroactive to his case in light of Edwards v. Vannoy,
___ U.S. ___, 141 S.Ct. 1547 (2021), which denied retroactive application of Ramos
on federal collateral review.
On June 25, 2021, a hearing on Relator’s application for post-conviction relief
was held. Following argument from both parties, the trial court granted Relator’s
application for post-conviction relief stating that it found Ramos to be retroactive to
Nelson’s final conviction as a “watershed rule in Criminal Procedure” under Teague
v. Lane, 489 U.S. 288, 109 S.Ct. 1060 (1989). The trial court then granted a stay in
the case, anticipating appellate review, stating “someone’s going to have to make a
decision about my ruling later. So, there’s a stay in this case.”
The State now seeks review of the trial court’s ruling, assigning three
assignments of error: (1) the trial court erred in finding Relator’s application to be
timely, (2) the trial court erred in finding Ramos was retroactively applicable to
2
Relator, and (3) the trial court erred in granting Relator’s application for post-
conviction relief.
DISCUSSION
The State’s first two assignments of error are that the trial court erred in
finding Relator’s application for post-conviction relief (PCR) was timely and that
Ramos applied retroactively to Relator’s case. The third assignment of error is
generally that the trial court erred in granting Relator’s application for PCR. The
issues are intrinsically intertwined and thus we address them together. If Ramos
applies retroactively to Relator, then his application for PCR is timely; if Ramos is
not retroactive, Relator’s filing is untimely, and the trial court erred in granting the
PCR application, ordering a new trial. As previously noted, the supreme court has
already found that Relator has exhausted his right to apply for post-conviction relief
unless he can show an exception to La.Code Crim.P. art. 930.8. See Nelson, 187
So.3d at 996. Relator’s PCR application alleged it was timely filed under La.Code
Crim.P. art. 930.8(A)(2), which allows for an untimely application if:
The claim asserted in the petition is based upon a final ruling of an
appellate court establishing a theretofore unknown interpretation of
constitutional law and petitioner establishes that this interpretation is
retroactively applicable to his case, and the petition is filed within one
year of the finality of such ruling.
The ruling in Ramos was issued on April 20, 2020, and Relator filed his instant
PCR application on April 8, 2021. Accordingly, if Ramos applies retroactively to
Relator, his application would be timely under La.Code Crim.P. art. 930.8(A)(2).
Therefore, this court must determine whether Ramos has retroactive application to
the collateral review of his conviction. We conclude that it does not.
In our analysis, we must look to the cases of import and their relevant holdings
in determining the correct outcome of this issue: Teague; Danforth v. Minnesota,
552 U.S. 264, 128 S.Ct. 1029 (2008); Ramos; Edwards; and State ex rel. Taylor v.
3
Whitley, 606 So.2d 1292 (La.1992), cert. denied, 508 U.S. 962, 113 S.Ct. 2935
(1993).
In Teague, the Supreme Court was called upon to determine whether its ruling
in Taylor v. Louisiana, 419 U.S. 522, 95 S.Ct. 692 (1975), dictated that a petit jury
must represent a fair cross section. Without addressing that issue, however, the
Supreme Court adopted a new standard for determining whether a rule applies
retroactively on federal collateral review. In the process, the Court noted it had been
inconsistent in how it determined retroactivity, sometimes deciding on retroactivity
at the time it rendered a ruling and sometimes waiting until a subsequent defendant
argued he should receive the benefit of the rule.
The Court, after discussing its previous use of the standard set forth in
Linkletter v. Walker, 381 U.S. 618, 85 S.Ct. 1731 (1965), adopted a modified version
of a standard previously proposed by Justice Harlan:
Dissatisfied with the Linkletter standard, Justice Harlan
advocated a different approach to retroactivity. He argued that new
rules should always be applied retroactively to cases on direct review,
but that generally they should not be applied retroactively to criminal
cases on collateral review. See Mackey v. United States, 401 U.S. 667,
675, 91 S.Ct. 1160, 1164, 28 L.Ed.2d 404 (1971) (opinion concurring
in judgments in part and dissenting in part); Desist [v. United States,]
394 U.S. [244], at 256, 89 S.Ct. [1030], at 1037 [(1969)] (dissenting
opinion).
In Griffith v. Kentucky, 479 U.S. 314, 107 S.Ct. 708, 93 L.Ed.2d
649 (1987), we rejected as unprincipled and inequitable the Linkletter
standard for cases pending on direct review at the time a new rule is
announced, and adopted the first part of the retroactivity approach
advocated by Justice Harlan. We agreed with Justice Harlan that
“failure to apply a newly declared constitutional rule to criminal cases
pending on direct review violates basic norms of constitutional
adjudication.” 479 U.S., at 322, 107 S.Ct., at 713. We gave two reasons
for our decision. First, because we can only promulgate new rules in
specific cases and cannot possibly decide all cases in which review is
sought, “the integrity of judicial review” requires the application of the
new rule to “all similar cases pending on direct review.” Id., at 323, 107
S.Ct., at 713. We quoted approvingly from Justice Harlan’s separate
opinion in Mackey, supra, 401 U.S., at 679, 91 S.Ct., at 1173:
4
“ ‘If we do not resolve all cases before us on direct review
in light of our best understanding of governing
constitutional principles, it is difficult to see why we
should so adjudicate any case at all. . . . In truth, the
Court’s assertion of power to disregard current law in
adjudicating cases before us that have not already run the
full course of appellate review is quite simply an assertion
that our constitutional function is not one of adjudication
but in effect of legislation.’ ” 479 U.S., at 323, 107 S.Ct.,
at 713.
Second, because “selective application of new rules violates the
principle of treating similarly situated defendants the same,” we refused
to continue to tolerate the inequity that resulted from not applying new
rules retroactively to defendants whose cases had not yet become
final. Id., at 323–324, 107 S.Ct., at 713–714 (citing Desist, supra, 394
U.S., at 258–259, 89 S.Ct., at 1038–1039 (Harlan, J., dissenting)).
Although new rules that constituted clear breaks with the past generally
were not given retroactive effect under the Linkletter standard, we held
that “a new rule for the conduct of criminal prosecutions is to be applied
retroactively to all cases, state or federal, pending on direct review or
not yet final, with no exception for cases in which the new rule
constitutes a ‘clear break’ with the past.” 479 U.S., at 328, 107 S.Ct., at
716.
Teague, 489 U.S. at 303-05.
The Court went on to note:
Justice Harlan identified only two exceptions to his general rule
of nonretroactivity for cases on collateral review. First, a new rule
should be applied retroactively if it places “certain kinds of primary,
private individual conduct beyond the power of the criminal law-
making authority to proscribe.” Mackey, 401 U.S., at 692, 91 S.Ct., at
1180. Second, a new rule should be applied retroactively if it requires
the observance of “those procedures that . . . are ‘implicit in the concept
of ordered liberty.’ ” Id., at 693, 91 S.Ct., at 1180 (quoting Palko v.
Connecticut, 302 U.S. 319, 325, 58 S.Ct. 149, 152, 82 L.Ed. 288
(1937) (Cardozo, J.)).
Id. at 307.
The Court ultimately adopted “Justice Harlan’s view of retroactivity for cases
on collateral review. Unless they fall within an exception to the general rule, new
constitutional rules of criminal procedure will not be applicable to those cases which
have become final before the new rules are announced.” Id. at 310.
5
In Taylor, the supreme court was called upon to rule on the retroactivity of the
Supreme Court’s ruling in Cage v. Louisiana, 498 U.S. 39, 111 S.Ct. 328 (1991).2
In the process, the Louisiana Supreme Court expressly adopted the Teague analysis:
However, we have yet to consider the issue of retroactivity on collateral
review in light of Teague. We now do so, and adopt the Teague
standards for all cases on collateral review in our state courts.
In doing so, we recognize that we are not bound to adopt
the Teague standards. However, we find the Linkletter test, generally
followed by our courts in the past, is vague and leads to the possibility
of inconsistent results. Further, we find the consideration of finality in
criminal proceedings, so well enunciated by Justice Harlan
in Desist and Mackey, is equally applicable in state proceedings as well
as federal proceedings.
Taylor, 606 So.2d at 1296-97. Furthermore, the supreme court expressly stated “we
now adopt Justice Harlan’s views on retroactivity, as modified by Teague and
subsequent decisions, for all cases on collateral review in our state courts.” Id. at
1297.
In Danforth, the defendant sought state post-conviction relief based on a claim
the admission of the victim’s taped interview with law enforcement was a violation
of the Sixth Amendment in light of the Supreme Court’s ruling in Crawford v.
Washington, 541 U.S. 36, 124 S.Ct. 1354 (2004). The Supreme Court overruled the
Minnesota Supreme Court’s finding that a state court could not give a Supreme
Court ruling any greater retroactivity than that announced by the federal courts under
Teague:
In sum, the Teague decision limits the kinds of constitutional
violations that will entitle an individual to relief on federal habeas, but
does not in any way limit the authority of a state court, when reviewing
2
Therein, the Supreme Court held that a jury charge in the defendant’s murder trial that
instructed that “to convict, guilt must be found beyond a reasonable doubt; but it then equated a
reasonable doubt with a ‘grave uncertainty’ and an ‘actual substantial doubt,’ and stated that what
was required was a ‘moral certainty’ that the defendant was guilty,” permits a degree of proof
below the “beyond a reasonable doubt” standard constitutionally required by the Due Process
Clause of the Fourteenth Amendment. Id. at 329-330.
6
its own state criminal convictions, to provide a remedy for a violation
that is deemed “nonretroactive” under Teague.
Danforth, 552 U.S. at 282.
In Ramos, the Supreme Court took up the issue of whether the Sixth
Amendment to the United States Constitution required a criminal defendant to be
convicted by a unanimous jury and whether the Fourteenth Amendment incorporated
that right against the states. The Court ultimately abrogated Apodaca v. Oregon,
406 U.S. 404, 92 S.Ct. 1628 (1972), which had held that a non-unanimous jury
conviction in state court did not violate the United States Constitution and found that
the Sixth Amendment, as incorporated against the states by the Fourteenth
Amendment, required that all criminal convictions be obtained by a unanimous jury
verdict. As Mr. Ramos’s case was on direct appeal, the Court opted not to decide
the issue of retroactive application of the unanimous jury requirement.
In Edwards, the issue of retroactive application was brought squarely before
the Supreme Court by a defendant convicted of armed robbery, rape, and kidnapping
in 2007 who sought to have the Ramos ruling applied to his case on federal collateral
review. The Court, after a thorough analysis of Ramos under the Teague framework,
found that Ramos had announced a new rule of procedural law that did not satisfy
the “watershed” exception set out in Teague and was therefore not retroactively
applicable on federal collateral review. Furthermore, the Edwards court modified
the Teague framework by completely eliminating the “watershed” exception:
Continuing to articulate a theoretical exception that never
actually applies in practice offers false hope to defendants, distorts the
law, misleads judges, and wastes the resources of defense counsel,
prosecutors, and courts. Moreover, no one can reasonably rely on an
exception that is non-existent in practice, so no reliance interests can be
affected by forthrightly acknowledging reality. It is time—probably
long past time—to make explicit what has become increasingly
apparent to bench and bar over the last 32 years: New procedural rules
do not apply retroactively on federal collateral review. The watershed
7
exception is moribund. It must “be regarded as retaining no vitality.”
Edwards, 141 S.Ct. at 1560.
Despite eliminating the “watershed” exception and declaring Ramos was not
retroactive on federal collateral review, the Edwards court noted in footnote number
six that states could still apply Ramos retroactively on state law grounds in light of
Danforth. Having discussed briefly the cases of import, we now turn to the
arguments presented by Relator to the trial court.
The State contends this court should interpret the Taylor opinion as an
adoption of Teague and all of its future progeny. The State argues that Edwards is
directly applicable as a progeny of Teague, adopted by the Louisiana Supreme Court
in Taylor, wherein the supreme court stated, “we now adopt Justice Harlan’s views
on retroactivity, as modified by Teague and subsequent decisions, for all cases on
collateral review in our state courts.” Taylor, 606 So.2d at 1297. Accepting the
State’s argument would mean the State of Louisiana no longer recognizes the
“watershed exception” as it was eliminated by the Supreme Court in Edwards.
However, we note that at the time the supreme court issued the Taylor opinion, three
cases had already been decided by the Supreme Court which modified Teague by
clarifying the standard: Butler v. McKellar, 494 U.S. 407, 110 S.Ct. 1212 (1990);
Saffle v. Parks, 494 U.S. 484, 110 S.Ct. 1257 (1990); and Sawyer v. Smith, 497 U.S.
227, 110 S.Ct. 2822 (1990). The Taylor court recognized and discussed Butler,
Saffle, and Sawyer. As noted in Taylor, the Supreme Court in Butler established that
a “new rule” under Teague was one that was not dictated by precedent. In Saffle,
the Court stated the following relative to the Butler definition of a new rule: “Under
this functional view of what constitutes a new rule, our task is to determine whether
a state court considering Parks’ claim at the time his conviction became final would
have felt compelled by existing precedent to conclude that the rule Parks seeks was
8
required by the Constitution.” 494 U.S. at 488. Finally, in Sawyer, the Court
addressed the second Teague exception:
It is thus not enough under Teague to say that a new rule is aimed at
improving the accuracy of trial. More is required. A rule that qualifies
under this exception must not only improve accuracy, but also “ ‘alter
our understanding of the bedrock procedural element’ ” essential to the
fairness of a proceeding.
497 U.S. at 242.
The Taylor court’s statement that it was adopting Justice Harlan’s views “as
modified by Teague and subsequent decisions” may have simply been an adoption
of the Teague standard as it stood at the time of the Taylor opinion, as modified or
extended by Butler, Saffle, and Sawyer, not the broad interpretation as propounded
by the State. We cannot be so bold as to extend Taylor beyond the narrower
interpretation.
On the other hand, Relator’s PCR application contends Edwards should not
be followed to determine the retroactivity of Ramos for state collateral review. In
essence, Relator argues that in light of Danforth, Louisiana courts may ignore the
fact the Edwards court subjected Ramos to the test laid out in Teague, found Ramos
was not retroactive, and ultimately modified Teague to remove the possibility of
retroactive application of a new procedural rule. We decline do so in reaching our
decision here.
The trial court, in finding Ramos to be retroactively applicable to state
collateral review, held that it was following Ramos and Teague: “In citing the
exception, I find this a watershed rule in Criminal Procedure.” We find that the trial
court erred in its reasoning. Although the trial court declared Ramos to be a
watershed rule under Teague, the court failed to provide any legal reasoning for how
it presumedly applied the same Teague analysis as the Supreme Court and came to
the opposite conclusion as to whether Ramos met the watershed exception. In
9
Edwards, the Court extensively discussed the potential for the federal retroactivity
of Ramos and determined that it did not so qualify.
Having determined that Ramos announced a new rule requiring
jury unanimity, we must consider whether that new rule falls within an
exception for watershed rules of criminal procedure that apply
retroactively on federal collateral review.
This Court has stated that the watershed exception is “extremely
narrow” and applies only when, among other things, the new rule alters
“our understanding of the bedrock procedural elements essential to the
fairness of a proceeding.” Whorton [v. Bockting], 549 U.S. [406,] at
417–418, 127 S.Ct. 1173 (internal quotation marks omitted).
In the abstract, those various adjectives—watershed, narrow,
bedrock, essential—do not tell us much about whether a particular
decision of this Court qualifies for the watershed exception. In practice,
the exception has been theoretical, not real. The Court has identified
only one pre-Teague procedural rule as watershed: the right to counsel
recognized in the Court’s landmark decision in Gideon v. Wainwright, 372 U.S. 335, 344–345, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963).
See Whorton, 549 U.S. at 419, 421, 127 S.Ct. 1173. The Court has
never identified any other pre-Teague or post-Teague rule as
watershed. None.
Moreover, the Court has flatly proclaimed on multiple occasions
that the watershed exception is unlikely to cover any more new rules.
Even 32 years ago in Teague itself, the Court stated that it was
“unlikely” that additional watershed rules would “emerge.” 489 U.S. at
313, 109 S.Ct. 1060 (plurality opinion). And since Teague, the Court
has often reiterated that “it is unlikely that any such rules have yet to
emerge.” Whorton, 549 U.S. at 417, 127 S.Ct. 1173 (internal quotation
marks and alteration omitted); see also Beard v. Banks, 542 U.S. 406,
417, 124 S.Ct. 2504, 159 L.Ed.2d 494 (2004); Summerlin, 542 U.S. at
352, 124 S.Ct. 2519; Tyler, 533 U.S. at 667, n. 7, 121 S.Ct.
2478; Graham v. Collins, 506 U.S. 461, 478, 113 S.Ct. 892, 122
L.Ed.2d 260 (1993); Sawyer, 497 U.S. at 243, 110 S.Ct. 2822; Butler v.
McKellar, 494 U.S. 407, 416, 110 S.Ct. 1212, 108 L.Ed.2d 347 (1990).
Consistent with those many emphatic pronouncements, the Court
since Teague has rejected every claim that a new procedural rule
qualifies as a watershed rule. For example, in Beard v. Banks, 542 U.S.
at 408, 124 S.Ct. 2504, the Court declined to retroactively apply the
rule announced in Mills v. Maryland, 486 U.S. 367, 384, 108 S.Ct.
1860, 100 L.Ed.2d 384 (1988), that capital juries may not be required
to disregard certain mitigating factors. In O'Dell v. Netherland, 521
U.S. 151, 153, 117 S.Ct. 1969, 138 L.Ed.2d 351 (1997), the Court
refused to retroactively apply the rule announced in Simmons v. South
Carolina, 512 U.S. 154, 156, 114 S.Ct. 2187, 129 L.Ed.2d 133 (1994),
that a capital defendant must be able, in certain circumstances, to
10
inform the sentencing jury that he is parole ineligible. In Lambrix v.
Singletary, 520 U.S. at 539–540, 117 S.Ct. 1517, the Court declined to
retroactively apply the rule announced in Espinosa v. Florida, 505 U.S.
1079, 1082, 112 S.Ct. 2926, 120 L.Ed.2d 854 (1992) (per curiam), that
sentencers may not weigh invalid aggravating circumstances before
recommending or imposing the death penalty. In Sawyer v. Smith, 497
U.S. at 229, 110 S.Ct. 2822, the Court refused to retroactively apply the
rule announced in Caldwell v. Mississippi, 472 U.S. 320, 323, 105 S.Ct.
2633, 86 L.Ed.2d 231 (1985), which prohibited a death sentence by a
jury led to the false belief that responsibility for the sentence rested
elsewhere.
The list of cases declining to retroactively apply a new rule of
criminal procedure extends back long before Teague to some of this
Court’s most historic criminal procedure decisions. For example,
in Johnson v. New Jersey, 384 U.S. 719, 721, 86 S.Ct. 1772, 16 L.Ed.2d
882 (1966), the Court declined to retroactively apply Miranda v.
Arizona, 384 U.S. 436, 444–445, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966),
which required that police inform individuals in custody of certain
constitutional rights before questioning them. And in Linkletter v.
Walker, 381 U.S. at 639–640, 85 S.Ct. 1731, the Court refused to
retroactively apply Mapp v. Ohio, 367 U.S. 643, 655, 81 S.Ct. 1684, 6
L.Ed.2d 1081 (1961), which incorporated the Fourth Amendment
exclusionary rule against the States.
Edwards seeks to distinguish Ramos from the long line of cases
where the Court has declined to retroactively apply new procedural
rules. Edwards emphasizes three aspects of Ramos: (i) the significance
of the jury-unanimity right; (ii) Ramos’s reliance on the original
meaning of the Constitution; and (iii) the effect of Ramos in preventing
racial discrimination in the jury process.
But Edwards’s attempts to distinguish Ramos are unavailing
because the Court has already considered and rejected those kinds of
arguments in prior retroactivity cases.
First, Edwards emphasizes the significance of the jury-
unanimity right for criminal defendants. But that argument for
retroactivity cannot be squared with the Court’s decisions in Duncan v.
Louisiana, 391 U.S. 145, 88 S.Ct. 1444, 20 L.Ed.2d 491 (1968),
and DeStefano v. Woods, 392 U.S. 631, 88 S.Ct. 2093, 20 L.Ed.2d 1308
(1968) (per curiam). In Duncan, the Court repudiated several
precedents and ruled that a defendant has a constitutional right to a jury
trial in a state criminal case. 391 U.S. at 149–150, 154–155, 88 S.Ct.
1444. Notwithstanding the extraordinary significance of Duncan in
guaranteeing a jury trial and expanding the rights of criminal
defendants, the Court in DeStefano declined to retroactively apply the
jury right. 392 U.S. at 633, 88 S.Ct. 2093; see also Summerlin, 542 U.S.
at 356–358, 124 S.Ct. 2519 (relying on DeStefano and rejecting
retroactivity of jury right recognized in Ring v. Arizona, 536 U.S. 584,
589, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002)). We cannot discern a
11
principled basis for retroactively applying the subsidiary Ramos jury-
unanimity right when the Court in DeStefano declined to retroactively
apply the broader jury right itself.
Second, Edwards stresses that Ramos relied on the original
meaning of the Sixth Amendment. But that argument for retroactivity
is inconsistent with Crawford v. Washington, 541 U.S. 36, 124 S.Ct.
1354, 158 L.Ed.2d 177 (2004), and Whorton v. Bockting, 549 U.S. 406,
127 S.Ct. 1173, 167 L.Ed.2d 1 (2007). In Crawford, the Court relied on
the original meaning of the Sixth Amendment’s Confrontation Clause
to overrule precedent and restrict the use of hearsay evidence against
criminal defendants. 541 U.S. at 60–69, 124 S.Ct. 1354.
Notwithstanding Crawford’s reliance on the original meaning of the
Sixth Amendment, the Court in Whorton declined to retroactively
apply Crawford. 549 U.S. at 421, 127 S.Ct. 1173.
Third, Edwards says that Ramos prevents racial discrimination
by ensuring that the votes of all jurors, regardless of race, matter in the
jury room. But that argument for retroactivity cannot prevail in light
of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69
(1986), and Allen v. Hardy, 478 U.S. 255, 106 S.Ct. 2878, 92 L.Ed.2d
199 (1986) (per curiam). In Batson, the Court overruled precedent and
revolutionized day-to-day jury selection by holding that state
prosecutors may not discriminate on the basis of race when exercising
individual peremptory challenges. 476 U.S. at 92–93, 96–98, 106 S.Ct.
1712. Nonetheless, the Court in Allen declined to retroactively
apply Batson. 478 U.S. at 261, 106 S.Ct. 2878; see also Teague, 489
U.S. at 295–296, 109 S.Ct. 1060 (reaffirming Allen).
The Court’s decisions in Duncan, Crawford, and Batson were
momentous and consequential. All three decisions fundamentally
reshaped criminal procedure throughout the United States and
significantly expanded the constitutional rights of criminal defendants.
One involved the jury-trial right, one involved the original meaning of
the Sixth Amendment’s Confrontation Clause, and one involved racial
discrimination in jury selection. Yet the Court did not apply any of
those decisions retroactively on federal collateral review. Ramos is
likewise momentous and consequential. But we see no good rationale
for treating Ramos differently from Duncan, Crawford, and Batson.
Consistent with the Court’s long line of retroactivity precedents, we
hold that the Ramos jury-unanimity rule does not apply retroactively on
federal collateral review.
Edwards, 141 S.Ct. at 1556-59 (footnote omitted).
Relator argues that such a Teague analysis should turn out differently under
Louisiana state law based upon Brown v. Louisiana, 447 U.S. 323, 100 S.Ct. 2214
(1980). In Brown, the Supreme Court retroactively applied its ruling in Burch v.
12
Louisiana, 441 U.S. 130, 99 S.Ct. 1623 (1979), that it was unconstitutional to allow
non-unanimous convictions in trials with a six-person jury. However, the Brown
ruling not only pre-dates the Teague analysis, but it is one of the cases cited by the
Teague court as exemplifying the need for a single method of analyzing retroactivity.
See Teague, 489 U.S. at 299-300. Additionally, the Edwards opinion addressed
Brown in footnote 5, noting the Justices who provided the decisive opinion in Brown
only found Burch applicable to cases on direct review.
Rather, we rely on the Supreme Court’s Teague analysis in Edwards and
conclude that the Ramos decision has no retroactive effect on collateral review of
Relator’s 2012 conviction in Louisiana. The trial court erred in its decision to the
contrary. In doing so, the trial court failed to provide any explanation for why its
analysis of Ramos under Teague reached the opposite conclusion as the Supreme
Court did for federal collateral review. We cannot fathom any different conclusion
than that of the United States Supreme Court that Ramos does not satisfy the
“watershed” exception set out in Teague. As such, Relator has failed to show a valid
exception to the time limitation in La.Code Crim.P. art. 930.8 which would allow
filing of an otherwise untimely application for post-conviction relief.
An appellate court may raise the procedural bar of untimeliness on an
application for post-conviction relief even when the trial court has considered the
merits of the application. See State ex rel. Glover v. State, 93-2330, 94-2101, 94-
2197 (La. 9/5/95), 660 So.2d 1189, abrogated in part on other grounds by State ex
rel. Olivieri v. State, 00-172, 00-1767 (La. 2/21/01), 779 So.2d 735, cert. denied,
533 U.S. 936, 121 S.Ct. 2566 (2001), and cert. denied, 534 U.S. 892, 122 S.Ct. 208
(2001). Accordingly, Relator’s application for post-conviction relief is denied as
untimely because Ramos does not apply retroactively to Relator’s conviction. In so
concluding, the State’s final assignment of error is rendered moot.
13
DECREE
For the reasons set forth herein, we reverse the decision of the trial court and
deny Relator’s application for post-conviction relief as having been untimely filed.
WRIT GRANTED AND MADE PEREMPTORY. REVERSED.
14